SourcingSourcing

FINANCIAL MOUNTAIN INC

C47
CRD 108489·SEC 801-135216·BOULDER, CO
AUM
$111.3M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$334K
@ 30% margin
Est. Deal Value
$2.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL MOUNTAIN INC
CRD
108489
SEC file #
801-135216
EIN
—
DBA names
—

Economics

AUM
$111.3M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other90
Individuals High Net Worth37

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
BOULDER CO
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
12/22/2025
ADV-W filed at
—
Website
twitter.com/financialmtn(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZIMBERG, ROBERT, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ZIMBERG, ROBERT, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:mountain.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4349021
Trust Company Affiliate
No

People (2)

2
ZIMBERG, ROBERT, DAVID
IAR · Direct Owner · 87.5%
4349021
REID MCINTYRE
IAR
5509377