SourcingSourcing

LEGACY WEALTH MANAGEMENT INC

C50
CRD 108619·SEC 801-18073·MEMPHIS, TN
AUM
$2.66B
$1B+
Est. Revenue
$26.6M
@ 1% on AUM
Est. EBITDA
$8.0M
@ 30% margin
Est. Deal Value
$63.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEGACY WEALTH MANAGEMENT INC
CRD
108619
SEC file #
801-18073
EIN
621132313
DBA names
Legacy Wealth Management, Llc

Economics

AUM
$2.66B
AUM band
$1B+
AUM trajectory
'20'26
$1.23B → $2.66B▲ +117%
Client mix
Individuals Other786
Individuals High Net Worth674
Corporations9
Charitable Organizations6

Operations

Employees (total)
22
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'20'26
18 advisors → 16 advisors▼ -11%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
linkedin.com/company/legacy-wealth-managementllc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JALENAK, E, CHARLES
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
10
Control Persons
JALENAK, E, CHARLES
MILLER, DUNCAN, L
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:legacy.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
25
Form 5500 Total Compensation
22,580
Form 5500 Compensation Trajectory 3y
202622,580
20240
Form 5500 Plan Count Trajectory 3y
20241
20261
Schedule C Total Compensation
22,580
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001488921
Edgar Registered
Yes
Edgar Filing Count
67
Edgar First Filing Date
2010-05-12
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
65
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001488921-26-000002
Edgar Former Names
Legacy Wealth Management, Inc

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
16
Bc Firm IAR Count
16
Custodian Candidates
Window
Charles Schwab3
Fidelity3
Full
Charles Schwab9
Fidelity5
E*trade4
Edgar Addresses
Mailing
1715 AARON BRENNER DRIVE, SUITE 301MEMPHIS, TN 38120
Business
1715 AARON BRENNER DRIVE, SUITE 301MEMPHIS, TN 38120
Edgar EIN
621132313
Edgar Recent Filings
13F-HR2026-04-23 · 0001488921-26-000002
13F-HR2026-01-21 · 0001488921-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1538565
Trust Company Affiliate
No

People (17)

17
JALENAK, E, CHARLES
IAR · Direct Owner · 17.5%
1538565
MILLER, DUNCAN, L
IAR · Direct Owner · 17.5%
4746410
SIEVERS, ROBIN, KEITH
IAR · Direct Owner · 7.5%
4260516
RAWLINSON, REBECCA, JEANNE
IAR · Direct Owner · 7.5%
4875414
MAZZOLA, LINDSEY, BELL
IAR · Direct Owner · 7.5%
4947344
PEYTON, HALLIE, L
IAR · Direct Owner · 7.5%
2340969
VOSBURG, ALAN, EDWARD
Direct Owner · 7.5%
5038400
Epperly, Lawrence, James
IAR · Executive Officer · 2.5%
6833223
SOWELL, NICHOLAS, GLENN
IAR · Executive Officer · 2.5%
5626020
SIMMONS, CATHY, ANN
IAR · Executive Officer · 2.5%
2199965
NATHAN SCOTT POWELL
IAR
6288682
WALLACE SPENCER HOPE
IAR
4216907
DANIEL ERIC KIMBROUGH
IAR
6346665
JOSEPH FRANCIS BIRCH
IAR
6390613
COURTNEY HAYS WAGES
IAR
4767261
BRIENNE SMITH JACKSON
IAR
5580660
Brittany Glyn Paul
IAR
8093601