SourcingSourcing

COMPASS GROUP LLC

C40
CRD 108772·SEC 801-58080·NEW YORK, NY
AUM
$1.65B
$1B+
Est. Revenue
$16.5M
@ 1% on AUM
Est. EBITDA
$5.0M
@ 30% margin
Est. Deal Value
$39.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COMPASS GROUP LLC
CRD
108772
SEC file #
801-58080
EIN
133859813
DBA names
—

Economics

AUM
$1.65B
AUM band
$1B+
AUM trajectory
'20'26
$2.89B → $1.65B▼ -43%
Client mix
Pooled Investment Vehicles7

Operations

Employees (total)
19
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
23 advisors → 10 advisors▼ -57%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
cgcompass.com/en/new-york

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COMPASS GROUP HOLDINGS INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
COMPASS GROUP HOLDINGS INC.
ALVIZUA, PEDRO, GERARDO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CGCOMPASS.COM
Rdap Domain Creation Date
2009-07-01T00:59:10Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
10
Form 5500 Total Participants
5,778
Form 5500 Total Compensation
60,655
Form 5500 Compensation Trajectory 3y
202560,655
20240
Form 5500 Plan Count Trajectory 3y
20257
20243
Schedule C Total Compensation
60,655
Schedule C Service Provider Rows
10

SEC EDGAR

Edgar Cik
0001317627
Edgar Registered
Yes
Edgar Filing Count
62
Edgar First Filing Date
2005-02-15
Edgar Last Filing Date
2025-11-12
Edgar 13f Count
40
Edgar 13f Latest AUM Estimate
Filing Date2025-11-12
Accession0001317627-25-000012

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Pershing18
State Street4
E*trade4
Edgar Addresses
Mailing
590 MADISON AVENUE33RD FLOORNEW YORK, NY 10022
Business
590 MADISON AVENUE33RD FLOORNEW YORK, NY 10022
Edgar EIN
133859813
Edgar Recent Filings
13F-HR2025-11-12 · 0001317627-25-000012
N-PX2025-08-29 · 0001317627-25-000008
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-07-01T00:59:10Z
Rdap Domain Last Changed
2024-07-10T15:23:33Z
Rdap Nameservers
Itzel.ns.cloudflare.comLloyd.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (4)

4
PEDRO GERARDO ALVIZUA
Executive Officer · 2.5%
6441839
GERARD JOHN BENARES
Executive Officer · 2.5%
2031717
KNOEPFELMACHER, ROBERTO
Executive Officer · 2.5%
4633734
VENEZIAN, TOMAS
Executive Officer · 2.5%
5448625