SourcingSourcing

PRIVATE ASSET MANAGEMENT INC

A76
CRD 108815·SEC 801-52507·KIRKLAND, WA
AUM
$109.5M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$328K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRIVATE ASSET MANAGEMENT INC
CRD
108815
SEC file #
801-52507
EIN
330524568
DBA names
—

Economics

AUM
$109.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$117.9M → $109.5M▼ -7%
Client mix
Individuals High Net Worth40
Individuals Other20

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
KIRKLAND WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THAYER, MICHAEL, LAWRENCE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
THAYER, MICHAEL, LAWRENCE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:privateasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001026200
Edgar Registered
Yes
Edgar Filing Count
104
Edgar First Filing Date
1999-04-16
Edgar Last Filing Date
2023-10-20
Edgar 13f Count
104
Edgar 13f Latest AUM Estimate
Filing Date2023-10-20
Accession0001140361-23-049026

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5896
Soi Zip Pct 200k Plus
0.39
Soi Zip Returns 200k Plus
8,030
Soi Zip Total AGI
6,348,483
Fdic Zip Total Deposits
30,113,834,000
Fdic Zip Branch Count
464
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
5348 CARROLL CANYON RD#200SAN DIEGO, CA 92121
Business
5348 CARROLL CANYON RD#200SAN DIEGO, CA 92121
Edgar EIN
330524568
Edgar Recent Filings
13F-HR2023-10-20 · 0001140361-23-049026
13F-HR2023-07-05 · 0001140361-23-032977
Fdic Zip Branches Raw
Key Bank of WashingtonKirkland, WA
Key Bank of WashingtonKirkland, WA
Fdic Zip HHI
1187.76
Fdic Zip Top Bank Share Pct
25.65
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,365
Returns2,830
Stub 2
AGI78,936
Returns2,110
Stub 3
AGI119,100
Returns1,910
Soi Zip Total Business Income
155,680
Soi Zip Total Cap Gains
653,793
Soi Zip Total Dividends
324,440
Soi Zip Total Returns
20,590
Top Owner CRD
1203266
Trust Company Affiliate
No

People (2)

2
THAYER, MICHAEL, LAWRENCE
IAR · Direct Owner · 87.5%
1203266
CLARISSA CANDELARIO
IAR
2412201