SourcingSourcing

VAWTER FINANCIAL LTD

B64
CRD 108830·SEC 801-112975·COLUMBUS, OH
AUM
$394.4M
$100M-$500M
Est. Revenue
$3.9M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VAWTER FINANCIAL LTD
CRD
108830
SEC file #
801-112975
EIN
522136315
DBA names
Vawter Financial Ltd

Economics

AUM
$394.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$120.0M → $394.4M▲ +229%
Client mix
Individuals Other144
Individuals High Net Worth103

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
COLUMBUS OH
Branches
Count2

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
youtube.com/channel/uccco8flarzcw7lyowdpr4ta

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VAWTER, GARY, LYNN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
VAWTER, GARY, LYNN
WHITAKER, WILLIAM, SAMUEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:youtube.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001974403
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2023-05-17
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
15
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001974403-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1161 BETHEL ROADSUITE 304COLUMBUS, OH 43220
Business
1161 BETHEL ROADSUITE 304COLUMBUS, OH 43220
Edgar EIN
522136315
Edgar Recent Filings
13F-HR2026-05-15 · 0001974403-26-000002
13F-HR2026-02-02 · 0001974403-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1317956
Trust Company Affiliate
No

People (5)

5
VAWTER, GARY, LYNN
IAR · Direct Owner · 62.5%
1317956
WHITAKER, WILLIAM, SAMUEL
IAR · Direct Owner · 37.5%
5713537
WASHBURN, JACQUELINE
Direct Owner · 7.5%
6063976
Robert Jamison
IAR
7359379
KATRINA MARIE MOORE
IAR
7242410