SourcingSourcing

OAK ASSOCIATES LTD

B54
CRD 108874·SEC 801-23632·AKRON, OH
AUM
$1.78B
$1B+
Est. Revenue
$17.8M
@ 1% on AUM
Est. EBITDA
$5.3M
@ 30% margin
Est. Deal Value
$42.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OAK ASSOCIATES LTD
CRD
108874
SEC file #
801-23632
EIN
341818085
DBA names
—

Economics

AUM
$1.78B
AUM band
$1B+
AUM trajectory
'20'26
$1.54B → $1.78B▲ +15%
Client mix
Individuals High Net Worth28
Charitable Organizations13
Investment Companies1

Operations

Employees (total)
8
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
AKRON OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
oakltd.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STIMPSON, ROBERT, DONALD
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
STIMPSON, ROBERT, DONALD
BALLINGER, MARGARET, LYNN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OAKLTD.COM
Rdap Domain Creation Date
2000-02-25T20:57:50Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
19
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0000836372
Edgar Registered
Yes
Edgar Filing Count
161
Edgar First Filing Date
1997-02-12
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
109
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001193125-26-223607

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab4
E*trade4
Lpl Financial2
Bny Mellon2
Edgar Addresses
Mailing
3800 EMBASSY PARKWAYSUITE 310AKRON, OH 44333
Business
3800 EMBASSY PARKWAYSUITE 310AKRON, OH 44333
Edgar EIN
341818085
Edgar Recent Filings
13F-HR2026-05-14 · 0001193125-26-223607
13F-HR2026-02-12 · 0001193125-26-048895
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-25T20:57:16Z
Rdap Domain Last Changed
2024-12-27T07:31:30Z
Rdap Nameservers
Ns91.worldnic.comNs92.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2702926
Trust Company Affiliate
No

People (3)

3
STIMPSON, ROBERT, DONALD
IAR · Direct Owner · 62.5%
2702926
BALLINGER, MARGARET, LYNN
IAR · Direct Owner · 37.5%
2794028
JEFFREY BUTLER TRAVIS
IAR
5161258