SourcingSourcing

XXEC INC

C49
CRD 108886·SEC 801-114089·TULSA, OK
AUM
$150.4M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$451K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
XXEC INC
CRD
108886
SEC file #
801-114089
EIN
731307509
DBA names
Fredric E. Russell Investment Management Co.

Economics

AUM
$150.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$97.2M → $150.4M▲ +55%
Client mix
Individuals High Net Worth41
Individuals Other36
Pension Profit Sharing Plans5
Corporations3

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
1 advisors → 3 advisors▲ +200%
Primary office
TULSA OK
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/27/2025
ADV-W filed at
—
Website
ferimc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RUSSELL, FREDRIC, ELIOT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
RUSSELL, FREDRIC, ELIOT
Karney, Cathy, Lerae
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FERIMC.COM
Rdap Domain Creation Date
2010-09-28T14:34:41Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001828822
Edgar Registered
Yes
Edgar Filing Count
25
Edgar First Filing Date
2020-10-21
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
25
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001828822-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2200 S UTICA PLACE STE 430TULSA, OK 74114
Business
2200 S UTICA PLACE STE 430TULSA, OK 74114
Edgar EIN
731307509
Edgar Recent Filings
13F-HR/A2026-04-24 · 0001828822-26-000003
13F-HR2026-04-24 · 0001828822-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-28T14:34:41Z
Rdap Domain Last Changed
2024-01-24T23:15:23Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1719975
Trust Company Affiliate
No

People (2)

2
RUSSELL, FREDRIC, ELIOT
IAR · Direct Owner · 87.5%
1719975
Karney, Cathy, Lerae
Executive Officer · 2.5%
7389911