SourcingSourcing

VOYA INVESTMENT MANAGEMENT LLC

C38
CRD 108934·SEC 801-55232·ATLANTA, GA
AUM
$38.77B
$1B+
Est. Revenue
$387.7M
@ 1% on AUM
Est. EBITDA
$116.3M
@ 30% margin
Est. Deal Value
$930.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VOYA INVESTMENT MANAGEMENT LLC
CRD
108934
SEC file #
801-55232
EIN
582361003
DBA names
—

Economics

AUM
$38.77B
AUM band
$1B+
AUM trajectory
'20'26
$59.37B → $38.77B▼ -35%
Client mix
Insurance Companies5
Corporations2
Banking Institutions1
Other Investment Advisers1

Operations

Employees (total)
859
Advisory staff (per ADV)
326
Advisory staff (5-yr trend)
'20'26
206 advisors → 326 advisors▲ +58%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company-beta/19460(social)

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VIM HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
VIM HOLDINGS LLC
FALGOUT, HUEY, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:voya.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
26
Form 5500 Total Compensation
25,593,990
Form 5500 Compensation Trajectory 3y
202525,593,990
Form 5500 Plan Count Trajectory 3y
202526
Schedule C Total Compensation
25,593,990
Schedule C Service Provider Rows
26

SEC EDGAR

Edgar Cik
0001068837
Edgar Registered
Yes
Edgar Filing Count
91
Edgar First Filing Date
1999-05-17
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
84
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001068837-26-000002
Edgar Former Names
ING INVESTMENT MANAGEMENT LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Bny Mellon2
Edgar Addresses
Mailing
5780 POWERS FERRY RDSUITE 300ATLANTA, GA 30327-4349
Business
5780 POWERS FERRY RDSUITE 300ATLANTA, GA 30327
Edgar EIN
582361003
Edgar Recent Filings
13F-HR2026-05-12 · 0001068837-26-000002
13F-HR2026-02-12 · 0001068837-26-000001
Fee Schedule
Bracket Vi35
Bracket I27
Bracket Xii20
Bracket Xi6
Bracket Iii5
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (8)

8
FALGOUT, HUEY, PAUL
Executive Officer · 2.5%
2244652
FAVER, MICHELINE, SUZANNE
Executive Officer · 2.5%
4573951
PETERS, MICHAEL, HUBERTUS
Executive Officer · 2.5%
6032203
POTESTA, TIFFANI, ANNE
Executive Officer · 2.5%
4042592
SAHIBZADA, AMIR, NMN
Executive Officer · 2.5%
4931047
STEIN, ERIC, ANDREW
Executive Officer · 2.5%
4227833
TOMS, MATTHEW, NMN
Executive Officer · 2.5%
5314576
WOLFF, MARKUS, NMN
Executive Officer · 2.5%
7691419