SourcingSourcing

PAAMCO PRISMA, LLC

C37
CRD 108989·SEC 801-57416·NEWPORT BEACH, CA
AUM
$14.45B
$1B+
Est. Revenue
$144.5M
@ 1% on AUM
Est. EBITDA
$43.4M
@ 30% margin
Est. Deal Value
$346.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PAAMCO PRISMA, LLC
CRD
108989
SEC file #
801-57416
EIN
000000000
DBA names
—

Economics

AUM
$14.45B
AUM band
$1B+
AUM trajectory
'20'26
$12.70B → $14.45B▲ +14%
Client mix
Pooled Investment Vehicles42
Pension Profit Sharing Plans5

Operations

Employees (total)
37
Advisory staff (per ADV)
33
Advisory staff (5-yr trend)
'20'26
103 advisors → 33 advisors▼ -68%
Primary office
NEWPORT BEACH CA
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
paamcoprisma.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PAAMCO PRISMA HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
PAAMCO PRISMA HOLDINGS, LLC
CHEREM, MAYER, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PAAMCOPRISMA.COM
Rdap Domain Creation Date
2017-02-06T20:51:27Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
154
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001781878
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2019-07-09
Edgar Last Filing Date
2025-10-10
Edgar Form D Count
8
Edgar Form D Offerings
2025-10-102025-10-10 · 0001781878-25-000003
2024-10-102024-10-10 · 0000898432-24-000820

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Bny Mellon37
Goldman Sachs12
Morgan Stanley10
Pershing6
E*trade4
Edgar Addresses
Mailing
PAAMCO PRISMA, LLC660 NEWPORT CENTER DRIVE, SUITE 930NEWPORT BEACH, CA 92660
Business
PAAMCO PRISMA, LLC660 NEWPORT CENTER DRIVE, SUITE 930NEWPORT BEACH, CA 92660
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-10-10 · 0001781878-25-000003
D/A2024-10-10 · 0000898432-24-000820
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-06T20:51:27Z
Rdap Domain Last Changed
2026-02-07T12:17:01Z
Rdap Nameservers
Pdns09.domaincontrol.comPdns10.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (9)

9
CHEREM, MAYER, JOSEPH
Executive Officer · 2.5%
6466916
KOOP, POLLY, ANN-LABERGE
Executive Officer · 2.5%
6177477
LEON, BETH, TONGE
Executive Officer · 2.5%
1283815
WOLFE, ERIC, CONRAD
Executive Officer · 2.5%
2151424
LYNDA KOMMEL-BROWNE
IAR
1365671
ROBERT ALAN WEINSTEIN
IAR
723699
Scott Leonard Dynan
IAR
3157770
JOHN ROBERT PLANELL
IAR
1333455
BOWLER, BERT, THOMAS
IAR
2485212