SourcingSourcing

PRINCIPAL REAL ESTATE INVESTORS, LLC

C23
CRD 109008·SEC 801-55618·DES MOINES, IA
AUM
$105.65B
$1B+
Est. Revenue
$1.06B
@ 1% on AUM
Est. EBITDA
$316.9M
@ 30% margin
Est. Deal Value
$2.54B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRINCIPAL REAL ESTATE INVESTORS, LLC
CRD
109008
SEC file #
801-55618
EIN
000000000
DBA names
Principal Real Estate

Economics

AUM
$105.65B
AUM band
$1B+
AUM trajectory
'20'26
$22.66B → $105.65B▲ +366%
Client mix
Individuals Other427
State Or Municipal Govt52
Insurance Companies46
Banking Institutions39
Pension Profit Sharing Plans39

Operations

Employees (total)
477
Advisory staff (per ADV)
310
Advisory staff (5-yr trend)
'20'26
274 advisors → 310 advisors▲ +13%
Primary office
DES MOINES IA
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
principalcef.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PRINCIPAL GLOBAL INVESTORS HOLDING
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
PRINCIPAL GLOBAL INVESTORS HOLDING
BHATIA, KAMAL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PRINCIPALCEF.COM
Rdap Domain Creation Date
2013-05-09T23:25:55Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
1,625,439
Form 5500 Compensation Trajectory 3y
20251,625,439
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
1,625,439
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001502412
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2010-10-04
Edgar Last Filing Date
2010-10-04
Edgar Form D Count
1
Edgar Form D Offerings
2010-10-042010-10-04 · 0001502412-10-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Wells Fargo7
Fidelity6
Bny Mellon4
E*trade4
Charles Schwab3
Edgar Addresses
Mailing
801 GRAND AVENUEDES MOINES, IA 50392
Business
801 GRAND AVENUEDES MOINES, IA 50392
Edgar EIN
000000000
Edgar Recent Filings
D2010-10-04 · 0001502412-10-000001
Fee Schedule
Bracket X50
Bracket I38
Bracket Xii11
Bracket Xi1
Bracket Ii0
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-09T23:25:55Z
Rdap Domain Last Changed
2026-05-05T05:07:40Z
Rdap Nameservers
Alla.ns.cloudflare.comLochlan.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (7)

7
BHATIA, KAMAL
Executive Officer · 2.5%
4933060
DJURASOVIC, GEORGE
Executive Officer · 2.5%
4228028
EVERETT, TODD, EUGENE
Executive Officer · 2.5%
6629511
HITTNER, JILL, MARIE
Executive Officer · 2.5%
5309846
Lange, Justin, Thomas
Executive Officer · 2.5%
7638768
MARIS, GEORGE, PETER
Executive Officer · 2.5%
5899106
WENIG, BARBARA
Executive Officer · 2.5%
5412981