ASSETMARK, INC.

CRD

109018

SEC file #

801-56323

EIN

452656077

DBA names

—

Economics

AUM

$91.76B

AUM band

$1B+

AUM trajectory

'20 · $29.54B

'21 · $41.55B

'22 · $46.99B

'23 · $60.12B

'25 · $77.41B

'26 · $91.76B

'20'26

$29.54B → $91.76B▲ +211%

sec adv history

Client mix

Individuals Other	436,288
Individuals High Net Worth	11,731
Pension Profit Sharing Plans	4,797
Corporations	1,985
Charitable Organizations	1,649

Operations

Employees (total)

859

Advisory staff (per ADV)

269

Advisory staff (5-yr trend)

'20 · 194 advisors

'21 · 157 advisors

'22 · 137 advisors

'23 · 233 advisors

'25 · 244 advisors

'26 · 269 advisors

'20'26

194 advisors → 269 advisors▲ +39%

sec adv history

Primary office

CONCORD CA

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/27/2026

micro.fmgsuite.com/assetmark-marketing-advantage/signup

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

ASSETMARK FINANCIAL HOLDINGS,

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

ASSETMARK FINANCIAL HOLDINGS,

ANGUS, TED, FYKE

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

1,470,817

Form 5500 Compensation Trajectory 3y

2026	838,066
2025	632,751

Form 5500 Plan Count Trajectory 3y

2025	14
2026	1

Schedule C Total Compensation

1,470,817

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001926783

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-02-18

Edgar Last Filing Date

2026-04-13

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-13

Accession0002085853-26-000356

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

350 LINDEN OAKSSUITE 140ROCHESTER, NY 14625

Business

350 LINDEN OAKSSUITE 140ROCHESTER, NY 14625

Edgar EIN

452656077

Edgar Recent Filings

13F-HR2026-04-13 · 0002085853-26-000356

13F-HR2026-01-27 · 0002085853-26-000113

Fee Schedule

Bracket Ix	60
Bracket I	31
Bracket Vi	3
Bracket Iii	2
Bracket Iv	2

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

Yes

People (58)

ANGUS, TED, FYKE

4156167

AUDITYA, GAURAV

5958938

HANSEN, CARRIE, ELLEN

4781315

KIM, MICHAEL

3095923

KOVAL, JOHN, HENRY

2468284

MAIURI, LOU

8005323

MCNATT, JOEL, DAVID

2903101

ZYLA, GARY, GEORGE

ALEXE DIMITRIOS RODOPOULOS

5906412

DYLAN ALEXANDER SCHLOTT

Madeline Joyce Ehlert

BRADFORD PAUL WHEELER

Holly Alexis Schwartz

JARED MICHAEL POERTNER

5834484

DOUGLAS ERIC DRENCKPOHL

MATTHEW WILLIAM LIAMERO

GRETCHEN BETH GOLEMBEWSKI

4413151

Jennifer Eileen Fouke

Christopher Karch Keller

7801634

MICHAEL CARROLL ROSSI

6396637

BRIAN NATHANIEL POSNER