SourcingSourcing

REFINITIV GLOBAL MARKETS INC.

C21
CRD 109120·SEC 801-55328·BOSTON, MA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
REFINITIV GLOBAL MARKETS INC.
CRD
109120
SEC file #
801-55328
EIN
—
DBA names
Ifr, Municipal Market Data

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Other Investment Advisers167
Corporations118
Banking Institutions113
State Or Municipal Govt28
Pooled Investment Vehicles18

Operations

Employees (total)
30
Advisory staff (per ADV)
22
Advisory staff (5-yr trend)
'20'26
19 advisors → 22 advisors▲ +16%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Publication of periodicalsOther Advisory Services
Fee basis
Subscription feesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
tm3.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LSEGA, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
LSEGA, INC.
PATEL, RACHNA, JAGADISHBHAI
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TM3.COM
Rdap Domain Creation Date
1996-06-26T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-25T04:00:00Z
Rdap Domain Last Changed
2025-05-24T11:24:48Z
Rdap Nameservers
Ns1.p68.dns.oraclecloud.netNs2.p68.dns.oraclecloud.netNs3.p68.dns.oraclecloud.netNs4.p68.dns.oraclecloud.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (7)

7
PATEL, RACHNA, JAGADISHBHAI
Executive Officer · 2.5%
5656406
SWIFT, MATTHEW, TODD
Executive Officer · 2.5%
2225908
VONELLA, DOMENIC, PAUL
Executive Officer · 2.5%
6316847
Movtady, Gisoo
Executive Officer · 2.5%
7518560
Peterson, Michael, David
Executive Officer · 2.5%
7969305
Schwartzman, Eric, Steven
Executive Officer · 2.5%
7321804
Walters, Paskella, Fanny Marie
Executive Officer · 2.5%
6307389