SourcingSourcing

EXCEL CAPITAL MANAGEMENT CORP

B56
CRD 109229·SEC 801-124719·WARREN, NJ
AUM
$192.5M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$578K
@ 30% margin
Est. Deal Value
$4.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EXCEL CAPITAL MANAGEMENT CORP
CRD
109229
SEC file #
801-124719
EIN
—
DBA names
—

Economics

AUM
$192.5M
AUM band
$100M-$500M
AUM trajectory
'23'26
$140.3M → $192.5M▲ +37%
Client mix
Individuals High Net Worth58
Pension Profit Sharing Plans13

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
2 advisors → 2 advisors▬ 0%
Primary office
WARREN NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
excelcapitalmgt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NIPHADKAR, PRADEEP, VISHWANATH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
NIPHADKAR, PRADEEP, VISHWANATH
NIPHADKAR, MADHAVI
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EXCELCAPITALMGT.COM
Rdap Domain Creation Date
2008-07-18T15:39:13Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-18T15:39:13Z
Rdap Domain Last Changed
2025-07-03T08:02:08Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2373188
Trust Company Affiliate
No

People (3)

3
NIPHADKAR, PRADEEP, VISHWANATH
IAR · Direct Owner · 87.5%
2373188
NIPHADKAR, MADHAVI
Executive Officer · 2.5%
4381748
YASH NIPHADKAR
IAR
6008341