SourcingSourcing

BROOKLINE INVESTMENTS, INC.

C49
CRD 109239·SEC 801-57057·BIRMINGHAM, AL
AUM
$281.5M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$844K
@ 30% margin
Est. Deal Value
$6.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROOKLINE INVESTMENTS, INC.
CRD
109239
SEC file #
801-57057
EIN
841838598
DBA names
—

Economics

AUM
$281.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$137.6M → $281.5M▲ +105%
Client mix
Individuals High Net Worth20
Pooled Investment Vehicles7
Pension Profit Sharing Plans3
Corporations3

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
BIRMINGHAM AL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
instagram.com/camponeventures(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BROOKLINE FINANCIAL PARTNERS,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
BROOKLINE FINANCIAL PARTNERS,
TWIFORD, JAMES, RAINER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:brookline.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001780283
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2019-06-21
Edgar Last Filing Date
2019-06-21
Edgar Form D Count
1
Edgar Form D Offerings
2019-06-212019-06-21 · 0001780283-19-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab15
E*trade4
U.s. Bank2
Morgan Stanley2
Edgar Addresses
Mailing
2501 20TH PL SSUITE 275BIRMINGHAM, AL 35223
Business
2501 20TH PL SSUITE 275BIRMINGHAM, AL 35223
Edgar EIN
841838598
Edgar Recent Filings
D2019-06-21 · 0001780283-19-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
TWIFORD, JAMES, RAINER
IAR · Executive Officer · 2.5%
2210271
LOFTIN, JAMES, EDWARD ANDREW
IAR · Executive Officer · 2.5%
4910231
CAIN, SARAH, ELIZABETH
Executive Officer · 2.5%
6492036