SourcingSourcing

ROEHL & YI INVESTMENT ADVISORS, LLC

C36
CRD 109258·SEC 801-56145·EUGENE, OR
AUM
$959.4M
$500M-$1B
Est. Revenue
$9.6M
@ 1% on AUM
Est. EBITDA
$2.9M
@ 30% margin
Est. Deal Value
$23.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROEHL & YI INVESTMENT ADVISORS, LLC
CRD
109258
SEC file #
801-56145
EIN
—
DBA names
—

Economics

AUM
$959.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$367.1M → $959.4M▲ +161%
Client mix
Individuals Other285
Individuals High Net Worth175
Corporations20
Pension Profit Sharing Plans12
Charitable Organizations8

Operations

Employees (total)
16
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
8 advisors → 10 advisors▲ +25%
Primary office
EUGENE OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
roehl-yi.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
YI, JAYMAN, FRANK
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
YI, JAYMAN, FRANK
ROEHL, THOMAS, HENRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ROEHL-YI.COM
Rdap Domain Creation Date
2010-04-26T19:07:48Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
9
Form 5500 Total Compensation
266,102
Form 5500 Compensation Trajectory 3y
2025266,102
Form 5500 Plan Count Trajectory 3y
20259
Schedule C Total Compensation
266,102
Schedule C Service Provider Rows
9

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
12
Bc Firm IAR Count
12
Custodian Candidates
Full
Charles Schwab6
Pershing4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-04-26T19:07:48Z
Rdap Domain Last Changed
2025-02-25T08:04:09Z
Rdap Nameservers
Ns10.dnsmadeeasy.comNs11.dnsmadeeasy.comNs12.dnsmadeeasy.comNs13.dnsmadeeasy.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
3074957
Trust Company Affiliate
No

People (12)

12
YI, JAYMAN, FRANK
IAR · Direct Owner · 62.5%
3074957
ROEHL, THOMAS, HENRY
IAR · Direct Owner · 37.5%
1056108
College, Andrew, Glenn
IAR · Direct Owner · 7.5%
7710998
DAEGES, ZACHARY, STEVEN
IAR · Direct Owner · 7.5%
5476703
MELLGREN, SARAH, RYAN
IAR · Direct Owner · 7.5%
5957002
SHANNON LEE GRANT
IAR
717896
Nathan Robert Cabuco
IAR
7994410
Mason Davis Young
IAR
7845833
Monica Vaughn Fisher
IAR
8203115
Annaliese Renate Kelly Ruiz
IAR
7635095
Rene Israel Jaramillo Mariscal
IAR
8265688
Stephen Douglas Allen
IAR
7432153