SourcingSourcing

STONERIDGE INVESTMENT PARTNERS LLC

C48
CRD 109261·SEC 801-56755·RADNOR, PA
AUM
$152.3M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$457K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STONERIDGE INVESTMENT PARTNERS LLC
CRD
109261
SEC file #
801-56755
EIN
251841566
DBA names
Stoneridge Investment Partners

Economics

AUM
$152.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$332.4M → $152.3M▼ -54%
Client mix
State Or Municipal Govt4
Insurance Companies1

Operations

Employees (total)
10
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
RADNOR PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
stoneridgeinvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BELTRAITH CAPITAL, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
BELTRAITH CAPITAL, LLC
FOREFRONT ANALYTICS, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STONERIDGEINVESTMENTS.COM
Rdap Domain Creation Date
2002-06-04T13:09:17Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
573,817
Form 5500 Compensation Trajectory 3y
2025380,307
2026193,510
Form 5500 Plan Count Trajectory 3y
20251
20261
Schedule C Total Compensation
573,817
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001108831
Edgar Registered
Yes
Edgar Filing Count
113
Edgar First Filing Date
2000-05-15
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
111
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001108831-26-000007

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
U.s. Bank2
Edgar Addresses
Mailing
201 KING OF PRUSSIA ROADSUITE 200RADNOR, PA 19087
Business
201 KING OF PRUSSIA ROADSUITE 200RADNOR, PA 19087
Edgar EIN
251841566
Edgar Recent Filings
13F-HR2026-05-06 · 0001108831-26-000007
13F-HR2026-02-05 · 0001108831-26-000003
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-06-04T13:09:17Z
Rdap Domain Last Changed
2023-04-05T06:42:25Z
Rdap Nameservers
Ns41.worldnic.comNs42.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (9)

9
FOREFRONT ANALYTICS, LLC
Direct Owner · 37.5%
153016
PHILIP HERBERT BROWN
Direct Owner · 7.5%
1394949
STOCKE, JOSEPH, EDWARD
Direct Owner · 7.5%
4378066
CLARKE, KIMBERLY, ANN
Executive Officer · 2.5%
6626710
LEEVY, WAYNE, O
Executive Officer · 2.5%
4068567
SANDERS, STEVEN, LEROY
Executive Officer · 2.5%
1238874
CALDWELL, DONALD, RICHARD
Executive Officer · 2.5%
4379928
IMASOGIE, OSAGIE, OLUFELA
Executive Officer · 2.5%
4998610
LOMAX, BENNETT, PERRY
Executive Officer · 2.5%
5669387