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GUTT FINANCIAL MANAGEMENT, LLC

A82
CRD 109270·SEC 801-47978·ATLANTA, GA
AUM
$162.1M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$486K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GUTT FINANCIAL MANAGEMENT, LLC
CRD
109270
SEC file #
801-47978
EIN
—
DBA names
—

Economics

AUM
$162.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$174.0M → $162.1M▼ -7%
Client mix
Individuals High Net Worth49

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
01/22/2026
ADV-W filed at
—
Website
guttfm.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GUTT, MICHAEL, STEVEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GUTT, MICHAEL, STEVEN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GUTTFM.COM
Rdap Domain Creation Date
2000-02-09T19:54:17Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-09T19:54:17Z
Rdap Domain Last Changed
2026-02-10T14:48:15Z
Rdap Nameservers
Ns75.domaincontrol.comNs76.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1233594
Trust Company Affiliate
No

People (1)

1
GUTT, MICHAEL, STEVEN
IAR · Direct Owner · 87.5%
1233594