SourcingSourcing

KENNETH FRENKE & CO., INC.

B53
CRD 109352·SEC 801-56310·ARDEN, NC
AUM
$206.5M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$620K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KENNETH FRENKE & CO., INC.
CRD
109352
SEC file #
801-56310
EIN
—
DBA names
Kenneth Frenke & Co

Economics

AUM
$206.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$129.8M → $206.5M▲ +59%
Client mix
Individuals Other187
Individuals High Net Worth58

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
ARDEN NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
frenke.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZIMMERMAN, RONALD, GLENN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ZIMMERMAN, RONALD, GLENN
DOWNER, KENNETH, FARR
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FRENKE.COM
Rdap Domain Creation Date
1998-01-30T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2267
Soi Zip Pct 200k Plus
0.074
Soi Zip Returns 200k Plus
920
Soi Zip Total AGI
1,093,506
Fdic Zip Total Deposits
7,020,871,000
Fdic Zip Branch Count
144
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Wachovia Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Commercial BankArden, NC
First Union National Bank of North CarolinaArden, NC
Fdic Zip HHI
1467.09
Fdic Zip Top Bank Share Pct
30.99
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-29T05:00:00Z
Rdap Domain Last Changed
2021-09-13T14:22:52Z
Rdap Nameservers
Ns71.worldnic.comNs72.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI38,525
Returns3,020
Stub 2
AGI124,321
Returns3,360
Stub 3
AGI124,652
Returns2,030
Soi Zip Total Business Income
42,052
Soi Zip Total Cap Gains
97,747
Soi Zip Total Dividends
35,496
Soi Zip Total Returns
12,440
Top Owner CRD
2831422
Trust Company Affiliate
No

People (2)

2
ZIMMERMAN, RONALD, GLENN
IAR · Direct Owner · 87.5%
2831422
DOWNER, KENNETH, FARR
IAR · Executive Officer · 2.5%
4480846