SourcingSourcing

TANDEM INVESTMENT ADVISORS INC

C43
CRD 109392·SEC 801-57846·CHARLESTON, SC
AUM
$3.45B
$1B+
Est. Revenue
$34.5M
@ 1% on AUM
Est. EBITDA
$10.4M
@ 30% margin
Est. Deal Value
$82.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TANDEM INVESTMENT ADVISORS INC
CRD
109392
SEC file #
801-57846
EIN
541562552
DBA names
—

Economics

AUM
$3.45B
AUM band
$1B+
AUM trajectory
'20'26
$575.5M → $3.45B▲ +500%
Client mix
Individuals Other10,230
Corporations182
Charitable Organizations12
Banking Institutions7
Investment Companies1

Operations

Employees (total)
18
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
CHARLESTON SC
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financialmedium confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/22/2026
ADV-W filed at
—
Website
tandemadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAREW, JOHN, BRIAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
9
Control Persons
CAREW, JOHN, BRIAN
LITTLE, WILLIAM, LEO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TANDEMADVISORS.COM
Rdap Domain Creation Date
1999-04-02T05:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001694284
Edgar Registered
Yes
Edgar Filing Count
40
Edgar First Filing Date
2017-02-10
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
38
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0001694284-26-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Window
Lpl Financial1
Raymond James1
Morgan Stanley1
Full
Raymond James8
E*trade4
Lpl Financial3
Morgan Stanley3
Charles Schwab2
Edgar Addresses
Mailing
145 KING STREETSUITE 400CHARLESTON, SC 29401
Business
145 KING STREETSUITE 400CHARLESTON, SC 29401
Edgar EIN
541562552
Edgar Recent Filings
13F-HR2026-05-07 · 0001694284-26-000005
13F-HR2026-02-09 · 0001694284-26-000004
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-04-02T04:00:00Z
Rdap Domain Last Changed
2022-09-04T13:46:13Z
Rdap Nameservers
Ricardo.ns.cloudflare.comShaz.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1352008
Trust Company Affiliate
No

People (15)

15
CAREW, JOHN, BRIAN
IAR · Direct Owner · 62.5%
1352008
LITTLE, WILLIAM, LEO
IAR · Direct Owner · 37.5%
4758471
CAREW, BENJAMIN, GREENWOOD
IAR · Direct Owner · 17.5%
6490923
Natoli, Elaine, M
IAR · Executive Officer · 2.5%
6936497
COX, JEREMY
IAR · Executive Officer · 2.5%
4555276
NICOLE MARIE HOFFMAN
Executive Officer · 2.5%
4606862
CAREW, ANN, B.
Executive Officer · 2.5%
5911301
Dallas, Dave
Executive Officer · 2.5%
8156681
RICHARD J HENDRIX
Executive Officer · 2.5%
2828707
Jordan Scott Watson
IAR
7078150
Natalia Moriah Mattar
IAR
8012869
Mackenzie S Ferrell
IAR
8253801
ALEX MICHAEL ROBINETTE
IAR
6706465
Charles Samuel Edwards
IAR
7299720
Ariel Benton Davis
IAR
6932972