SourcingSourcing

CAPITAL MANAGEMENT LLC

A68
CRD 109416·SEC 801-55753·GREENSBORO, NC
AUM
$383.0M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL MANAGEMENT LLC
CRD
109416
SEC file #
801-55753
EIN
981119292
DBA names
—

Economics

AUM
$383.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$188.5M → $383.0M▲ +103%
Client mix
Individuals Other148
Individuals High Net Worth84
Pension Profit Sharing Plans2
Charitable Organizations2
Insurance Companies2

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
GREENSBORO NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
capitalmgmtinc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRAY, DAVID, PEELE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GRAY, DAVID, PEELE
WILLIAMS, JOSEPH, CHRISTIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPITALMGMTINC.COM
Rdap Domain Creation Date
1999-11-24T00:17:32Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
10
Form 5500 Total Participants
39
Form 5500 Total Compensation
373,844
Form 5500 Compensation Trajectory 3y
2025373,844
20240
Form 5500 Plan Count Trajectory 3y
20259
20241
Schedule C Total Compensation
373,844
Schedule C Service Provider Rows
10

SEC EDGAR

Edgar Cik
0001582488
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2013-07-26
Edgar Last Filing Date
2014-09-24
Edgar Form D Count
2
Edgar Form D Offerings
2014-09-242014-09-24 · 0001582488-14-000001
2013-07-262013-07-26 · 0001582488-13-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
AQR CAPITAL MANAGEMENT, LLCTWO GREENWICH PLAZA, 3RD FLOORGREENWICH, CT 06830
Business
C/O OGIER FIDUCIARY SVCS. (CAYMAN) LTD.89 NEXUS WAYCAMANA BAY, GRAND CAYMAN, E9, KY1-9007
Edgar EIN
981119292
Edgar Recent Filings
D/A2014-09-24 · 0001582488-14-000001
D2013-07-26 · 0001582488-13-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-24T00:17:32Z
Rdap Domain Last Changed
2025-11-08T09:01:44Z
Rdap Nameservers
Edns1.ultradns.bizEdns1.ultradns.comEdns1.ultradns.netEdns1.ultradns.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
227937
Trust Company Affiliate
No

People (3)

3
GRAY, DAVID, PEELE
IAR · Direct Owner · 87.5%
227937
WILLIAMS, JOSEPH, CHRISTIAN
IAR · Direct Owner · 7.5%
2332156
CHARLES THOMAS REID
IAR
2789472