SourcingSourcing

SHAYNE & JACOBS, LLC

C45
CRD 109423·SEC 801-56424·NASHVILLE, TN
AUM
$429.5M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SHAYNE & JACOBS, LLC
CRD
109423
SEC file #
801-56424
EIN
—
DBA names
—

Economics

AUM
$429.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$257.7M → $429.5M▲ +67%
Client mix
Individuals High Net Worth137
Individuals Other23
Corporations9

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
2 advisors → 4 advisors▲ +100%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
shayneandjacobs.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JACOBS, WILLIAM, EDWARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JACOBS, WILLIAM, EDWARD
CHAPMAN, THOMAS, WINN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SHAYNEANDJACOBS.COM
Rdap Domain Creation Date
2023-06-16T22:14:27Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
11,973
Form 5500 Compensation Trajectory 3y
202511,973
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
11,973
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Window
Charles Schwab5
Full
Charles Schwab11
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-06-16T22:14:27Z
Rdap Domain Last Changed
2023-10-16T16:28:21Z
Rdap Nameservers
Ns15.worldnic.comNs16.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2070775
Trust Company Affiliate
No

People (2)

2
JACOBS, WILLIAM, EDWARD
IAR · Direct Owner · 87.5%
2070775
CHAPMAN, THOMAS, WINN
IAR · Executive Officer · 2.5%
4781686