SourcingSourcing

COUGAR GLOBAL INVESTMENTS LIMITED

C42
CRD 109439·SEC 801-55379
AUM
$1.51B
$1B+
Est. Revenue
$15.1M
@ 1% on AUM
Est. EBITDA
$4.5M
@ 30% margin
Est. Deal Value
$36.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COUGAR GLOBAL INVESTMENTS LIMITED
CRD
109439
SEC file #
801-55379
EIN
—
DBA names
Cougar Global Investments

Economics

AUM
$1.51B
AUM band
$1B+
AUM trajectory
'20'26
$1.30B → $1.51B▲ +16%
Client mix
Other8,629
Investment Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jamesmedium confidence
Services offered
Portfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
12/15/2025
ADV-W filed at
—
Website
ca.linkedin.com/company/cougar-global-investments-lp(social)

Compliance

Disclosures (firm)
6
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RAYMOND JAMES INTERNATIONAL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
RAYMOND JAMES INTERNATIONAL
JOHNSON, MATTHEW, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:cougarglobal.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Raymond James6
Full
Raymond James64
E*trade4
Lpl Financial1
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
JOHNSON, MATTHEW, SCOTT
Executive Officer · 2.5%
5670075
RICK IV, EDWARD
Executive Officer · 2.5%
2536413
SOUSA, DAMIAN, DANIEL
Executive Officer · 2.5%
2061882