SourcingSourcing

SMITH & HOWARD WEALTH MANAGEMENT, LLC

C40
CRD 109540·SEC 801-56734·ATLANTA, GA
AUM
$726.9M
$500M-$1B
Est. Revenue
$7.3M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SMITH & HOWARD WEALTH MANAGEMENT, LLC
CRD
109540
SEC file #
801-56734
EIN
582474069
DBA names
—

Economics

AUM
$726.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$490.1M → $726.9M▲ +48%
Client mix
Individuals High Net Worth139
Individuals Other78

Operations

Employees (total)
10
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
01/12/2026
ADV-W filed at
—
Website
twitter.com/shwm_familycfo(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SMITH AND HOWARD ADVISORY
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
SMITH AND HOWARD ADVISORY
AGNEW, TIMOTHY, FAIR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:smithhoward.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001543991
Edgar Registered
Yes
Edgar Filing Count
62
Edgar First Filing Date
2012-03-14
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
60
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0001398344-26-007266

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.369
Soi Zip Pct 200k Plus
0.1131
Soi Zip Returns 200k Plus
190
Soi Zip Total AGI
203,973
Fdic Zip Total Deposits
75,148,967,000
Fdic Zip Branch Count
51
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Branch Banking and Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
271 17TH STREET, NWSUITE 2100ATLANTA, GA 30363
Business
271 17TH STREET, NWSUITE 2100ATLANTA, GA 30363
Edgar EIN
582474069
Edgar Recent Filings
13F-HR2026-04-27 · 0001398344-26-007266
13F-HR2026-02-03 · 0001398344-26-001931
Fdic Zip Branches Raw
SouthTrust BankAtlanta, GA
Wachovia Bank, National AssociationAtlanta, GA
Fdic Zip HHI
3216.43
Fdic Zip Top Bank Share Pct
42.56
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI3,832
Returns270
Stub 2
AGI10,881
Returns290
Stub 3
AGI16,958
Returns270
Soi Zip Total Business Income
1,525
Soi Zip Total Cap Gains
5,485
Soi Zip Total Dividends
3,017
Soi Zip Total Returns
1,680
Trust Company Affiliate
No

People (8)

8
AGNEW, TIMOTHY, FAIR
IAR · Executive Officer · 2.5%
4368749
SWINSBURG, BRADLEY, DALE
IAR · Executive Officer · 2.5%
3100975
TAYLOR, SEAN, C
Executive Officer · 2.5%
5657127
TORRANCE, DEBBIE, ROSNER
Executive Officer · 2.5%
4367227
Julio Barahona
IAR
7067105
Michael Christopher Mueller
IAR
7417673
VALERIE Jackson NICHOLS
IAR
6653679
ROBERT LLOYD KAERCHER
IAR
1952599