HORIZON INVESTMENTS LLC

CRD

109552

SEC file #

801-57316

EIN

202052994

DBA names

—

Economics

AUM

$8.47B

AUM band

$1B+

AUM trajectory

'20 · $3.71B

'21 · $3.38B

'22 · $3.41B

'23 · $4.05B

'25 · $5.36B

'26 · $8.47B

'20'26

$3.71B → $8.47B▲ +129%

sec adv history

Client mix

Individuals Other	1,438
Investment Companies	26
Pooled Investment Vehicles	2
Other Investment Advisers	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 12 advisors

'21 · 15 advisors

'22 · 15 advisors

'23 · 15 advisors

'25 · 20 advisors

'26 · 23 advisors

'20'26

12 advisors → 23 advisors▲ +92%

sec adv history

Primary office

CHARLOTTE NC

Branches

—

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesOther Advisory Services

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/16/2026

ADV-W filed at

—

Website

horizoninvestments.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HORIZON PARENT HOLDINGS, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

HORIZON PARENT HOLDINGS, LLC

CHAMBERS, MATTHEW, SCOTT

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

HORIZONINVESTMENTS.COM

Rdap Domain Creation Date

1999-05-19T04:47:06Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

86,006

Form 5500 Compensation Trajectory 3y

2025

86,006

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

86,006

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001342396

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2007-02-28

Edgar Last Filing Date

2026-04-28

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-17

Accession0001062993-26-002032

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	4
E*trade	4
Fidelity	2
Axos Advisor Services	2
Lpl Financial	1

adv brochure

Edgar Addresses

Mailing

1026 CROMWELL BRIDGE ROADSUITE 100TOWSON, MD 21286

Business

1026 CROMWELL BRIDGE ROADSUITE 100TOWSON, MD 21286

Edgar EIN

202052994

Edgar Recent Filings

X-17A-52026-04-28 · 0001342396-26-000004

13F-HR/A2026-04-17 · 0001062993-26-002032

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2027-05-19T04:46:36Z

Rdap Domain Last Changed

2022-03-20T06:22:14Z

Rdap Nameservers

Chuck.ns.cloudflare.comSharon.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate

IAR · Executive Officer · 2.5%

People (31)

LADNER, SCOTT, EVAN

3247453

CHAMBERS, MATTHEW, SCOTT

6448018

DEBOER, CALVIN, G

5101496

JOHN NOEL DRAHZAL

2937289

terry, stephen, andrew