SourcingSourcing

VISION INVESTMENT ADVISORS, LLC

B62
CRD 109621·SEC 801-57975·STAMFORD, CT
AUM
$137.4M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$412K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VISION INVESTMENT ADVISORS, LLC
CRD
109621
SEC file #
801-57975
EIN
—
DBA names
—

Economics

AUM
$137.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$71.4M → $137.4M▲ +93%
Client mix
Individuals Other73
Individuals High Net Worth54
Pension Profit Sharing Plans2

Operations

Employees (total)
9
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
12 advisors → 4 advisors▼ -67%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesCommissionsPerformance-based fees

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
advicewithvision.com

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROTHMAN, HOWARD, MARTIN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
ROTHMAN, HOWARD, MARTIN
BOSHNACK FAMILY LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ADVICEWITHVISION.COM
Rdap Domain Creation Date
2000-09-06T18:18:34Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Charles Schwab6
E*trade4
Equity Trust1
Millennium Trust1
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-01T04:59:59Z
Rdap Domain Last Changed
2026-01-01T14:30:48Z
Rdap Nameservers
Ns0.vfmarkets.netNs1.vfmarkets.netNs2.vfmarkets.netNs3.vfmarkets.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1098190
Trust Company Affiliate
Yes

People (11)

11
ROTHMAN, HOWARD, MARTIN
IAR · Direct Owner · 37.5%
1098190
KARAFA, JOHN, MICHAEL
IAR · Executive Officer · 2.5%
2927594
HANKO, JOAN, HARRIET
Executive Officer · 2.5%
4369126
SIEGEL, SHIRLEY, BARBARA
Executive Officer · 2.5%
4369113
JUSTIN EVERETT BOSHNACK
IAR
3062830
Andrew K Ribbens
IAR
7501728
ANA MARTINEZ
IAR
5288054
STEVEN EDWARD FREED
IAR
4539715
Luke David Berte
IAR
6483149
EMANUEL ANDRES ROMERO-VICINI
IAR
2887156
WILLIAM DEAN KATZELIS
IAR
1679455