SourcingSourcing

ADVANCED CAPITAL GROUP, INC.

C39
CRD 109673·SEC 801-65944·MINNEAPOLIS, MN
AUM
$29.99B
$1B+
Est. Revenue
$299.9M
@ 1% on AUM
Est. EBITDA
$90.0M
@ 30% margin
Est. Deal Value
$719.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ADVANCED CAPITAL GROUP, INC.
CRD
109673
SEC file #
801-65944
EIN
—
DBA names
Advanced Capital Group

Economics

AUM
$29.99B
AUM band
$1B+
AUM trajectory
'20'26
$22.77B → $29.99B▲ +32%
Client mix
Pension Profit Sharing Plans166
Individuals Other87
Individuals High Net Worth51
State Or Municipal Govt31
Corporations24

Operations

Employees (total)
22
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
16 advisors → 11 advisors▼ -31%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
linkedin.com/company/advanced-capital-group(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALERA GROUP, INC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
ALERA GROUP, INC
DORSEY, JUSTIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:advanced.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
40
Form 5500 Total Compensation
1,327,620
Form 5500 Compensation Trajectory 3y
20251,327,620
Form 5500 Plan Count Trajectory 3y
202540
Schedule C Total Compensation
1,327,620
Schedule C Service Provider Rows
40

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Fee Schedule
Bracket I40
Bracket Ix38
Bracket Vi10
Bracket Iv6
Bracket Iii3
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (9)

9
DORSEY, JUSTIN
Executive Officer · 2.5%
2684913
KIM, LYNDSAY, RACHEL
Executive Officer · 2.5%
2902606
KNIGHT, HOLLY
Executive Officer · 2.5%
5587216
LANGOWSKI, CHARLES, LEE
Executive Officer · 2.5%
2101322
LARSON, PATRICK, W
Executive Officer · 2.5%
1768879
CHAD PATRICK RICE
IAR
5974366
MATHEW PHILLIP COYLE
IAR
4016002
PATRICK WINFIELD LARSON
IAR
2268199
Jay S Thorp
IAR
2841395