SourcingSourcing

WAGNER LOFTIN INVESTMENT SERVICES LLC

C47
CRD 109770·SEC 801-63145·PLEASANT HILL, CA
AUM
$396.4M
$100M-$500M
Est. Revenue
$4.0M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WAGNER LOFTIN INVESTMENT SERVICES LLC
CRD
109770
SEC file #
801-63145
EIN
—
DBA names
—

Economics

AUM
$396.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$210.1M → $396.4M▲ +89%
Client mix
Individuals Other306
Individuals High Net Worth136

Operations

Employees (total)
7
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
7 advisors → 7 advisors▬ 0%
Primary office
PLEASANT HILL CA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
wlisinvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WAGNER, RONALD, JOSEPH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WAGNER, RONALD, JOSEPH
GUINTU, GERALD, GILBERTO
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WLISINVEST.COM
Rdap Domain Creation Date
1999-01-12T05:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-12T05:00:00Z
Rdap Domain Last Changed
2026-01-13T16:02:12Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2109102
Trust Company Affiliate
No

People (6)

6
WAGNER, RONALD, JOSEPH
IAR · Direct Owner · 87.5%
2109102
GUINTU, GERALD, GILBERTO
IAR · Executive Officer · 2.5%
4173908
STEVE DON LOFTIN
IAR
2262113
SHEENA ANN CULP
IAR
5549809
JILL ANN GUINTU
IAR
2590790
MARK CHRISTOPHER LOFTIN
IAR
2221091