WOODMONT INVESTMENT COUNSEL, LLC

C29
CRD 109779·SEC 801-57961·NASHVILLE, TN
AUM
$2.01B
$1B+
Est. Revenue
$20.1M
@ 1% on AUM
Est. EBITDA
$6.0M
@ 30% margin
Est. Deal Value
$48.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WOODMONT INVESTMENT COUNSEL, LLC
CRD
109779
SEC file #
801-57961
EIN
000000000
DBA names

Economics

AUM
$2.01B
AUM band
$1B+
AUM trajectory
'20'26
$715.1M → $2.01B▲ +181%
Client mix
Individuals High Net Worth335
Individuals Other102
Charitable Organizations27
Pension Profit Sharing Plans2
Corporations2

Operations

Employees (total)
15
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
6 advisors → 11 advisors▲ +83%
Primary office
NASHVILLE TN
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/20/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FROHSIN, STEPHEN, ADLER
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
8
Control Persons
FROHSIN, STEPHEN, ADLER
SETTLE, WILL, E
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:woodmontcounsel.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001172709
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2002-04-22
Edgar Last Filing Date
2019-08-15
Edgar Form D Count
11
Edgar Form D Offerings
2019-08-152019-08-15 · 0001172709-19-000001
2018-08-172018-08-17 · 0001172709-18-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
3422 OLD CAPITOL TRAILSUITE 161WILMINGTON, DE 19808
Business
3422 OLD CAPITOL TRAILSUITE 161WILMINGTON, DE 19808
Edgar EIN
000000000
Edgar Recent Filings
D/A2019-08-15 · 0001172709-19-000001
D/A2018-08-17 · 0001172709-18-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2955350
Trust Company Affiliate
No