SourcingSourcing

SUCCESSFUL MONEY STRATEGIES INC

A65
CRD 109829·SEC 801-43656·FALL RIVER, MA
AUM
$227.1M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$681K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SUCCESSFUL MONEY STRATEGIES INC
CRD
109829
SEC file #
801-43656
EIN
—
DBA names
—

Economics

AUM
$227.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$143.8M → $227.1M▲ +58%
Client mix
Individuals Other201
Individuals High Net Worth72

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
FALL RIVER MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
linkedin.com/company/successful-money-strategies-inc.(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
O'KEEFE, DENNIS, JUDE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
O'KEEFE, DENNIS, JUDE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:successfulmoney.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1548
Soi Zip Pct 200k Plus
0.0239
Soi Zip Returns 200k Plus
370
Soi Zip Total AGI
939,656
Fdic Zip Total Deposits
19,522,805,000
Fdic Zip Branch Count
353
Fdic Zip Top Banks
Fall River Five Cents Savings Bank
BankFive

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Slade's Ferry Trust CompanyFall River, MA
Slade's Ferry Trust CompanyFall River, MA
Fdic Zip HHI
1579.76
Fdic Zip Top Bank Share Pct
35.02
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI51,507
Returns4,260
Stub 2
AGI160,530
Returns4,300
Stub 3
AGI181,481
Returns2,950
Soi Zip Total Business Income
22,385
Soi Zip Total Cap Gains
32,480
Soi Zip Total Dividends
6,722
Soi Zip Total Returns
15,500
Top Owner CRD
2217691
Trust Company Affiliate
No

People (1)

1
O'KEEFE, DENNIS, JUDE
IAR · Direct Owner · 87.5%
2217691