SourcingSourcing

PENSION FUND EVALUATIONS, INC.

C43
CRD 10985·SEC 801-15614·CENTEREACH, NY
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PENSION FUND EVALUATIONS, INC.
CRD
10985
SEC file #
801-15614
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
'20'21
$620.0M → $657.8M▲ +6%
Client mix
Pension Profit Sharing Plans20
Corporations1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
CENTEREACH NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consultingSelection of other advisers
Fee basis
Fixed fees

Filings

Latest ADV filing
03/28/2024
ADV-W filed at
—
Website
pfeval.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PHILIPPS, GREGORY GEORGE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
PHILIPPS, GREGORY GEORGE
LETWINS, ROBERT JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PFEVAL.COM
Rdap Domain Creation Date
1998-10-13T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
8
Form 5500 Total Compensation
130,400
Form 5500 Compensation Trajectory 3y
202593,200
202637,200
Form 5500 Plan Count Trajectory 3y
20257
20261
Schedule C Total Compensation
130,400
Schedule C Service Provider Rows
8

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3196
Soi Zip Pct 200k Plus
0.0814
Soi Zip Returns 200k Plus
1,240
Soi Zip Total AGI
1,334,199
Fdic Zip Total Deposits
7,820,921,000
Fdic Zip Branch Count
139
Fdic Zip Top Banks
GreenPoint Bank
Capital One, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Home Savings of America, FSBCentereach, NY
Marine Midland BankCentereach, NY
Fdic Zip HHI
1008.25
Fdic Zip Top Bank Share Pct
18.62
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-10-12T04:00:00Z
Rdap Domain Last Changed
2024-07-03T19:05:55Z
Rdap Nameservers
Ns33.worldnic.comNs34.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI43,209
Returns3,500
Stub 2
AGI107,612
Returns2,900
Stub 3
AGI140,510
Returns2,270
Soi Zip Total Business Income
22,767
Soi Zip Total Cap Gains
19,219
Soi Zip Total Dividends
16,351
Soi Zip Total Returns
15,240
Top Owner CRD
1544670
Trust Company Affiliate
No

People (3)

3
GREGORY GEORGE PHILIPPS
Direct Owner · 87.5%
1544670
ROBERT JOSEPH LETWINS
Executive Officer · 2.5%
5524971
MARY ELLEN PELLICANI
Executive Officer · 2.5%
2679708