SourcingSourcing

STUART INVESTMENT ADVISORS, INC.

C50
CRD 109995·SEC 801-56546·AUSTIN, TX
AUM
$630.5M
$500M-$1B
Est. Revenue
$6.3M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STUART INVESTMENT ADVISORS, INC.
CRD
109995
SEC file #
801-56546
EIN
742862133
DBA names
—

Economics

AUM
$630.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$303.9M → $630.5M▲ +107%
Client mix
Individuals Other217
Individuals High Net Worth169
Charitable Organizations10
Corporations5

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
1 advisors → 2 advisors▲ +100%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
linkedin.com/in/carl-stuart-715aa310(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STUART, CARL, WILSON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
STUART, CARL, WILSON
BOCANEGRA, LISA, L
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:stuart.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
111,943
Form 5500 Compensation Trajectory 3y
2026111,943
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
111,943
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001910180
Edgar Registered
Yes
Edgar Filing Count
22
Edgar First Filing Date
2022-02-15
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
20
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001951757-26-000673
Edgar Former Names
CARL STUART INVESTMENT ADVISOR, INC

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
623 W 38TH STREETSUITE 110AUSTIN, TX 78705
Business
623 W 38TH STREETSUITE 110AUSTIN, TX 78705
Edgar EIN
742862133
Edgar Recent Filings
13F-HR2026-04-21 · 0001951757-26-000673
13F-HR2026-02-13 · 0001951757-26-000458
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
860980
Trust Company Affiliate
No

People (4)

4
STUART, CARL, WILSON
IAR · Direct Owner · 87.5%
860980
BOCANEGRA, LISA, L
Executive Officer · 2.5%
2017210
HEARD, LINDA, JOANN
Executive Officer · 2.5%
2821491
Lindsey Blair Stuart
IAR
7688688