SourcingSourcing

PEREGRINE CAPITAL MANAGEMENT, LLC

C30
CRD 110052·SEC 801-21400·MINNEAPOLIS, MN
AUM
$4.07B
$1B+
Est. Revenue
$40.7M
@ 1% on AUM
Est. EBITDA
$12.2M
@ 30% margin
Est. Deal Value
$97.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PEREGRINE CAPITAL MANAGEMENT, LLC
CRD
110052
SEC file #
801-21400
EIN
416257136
DBA names
—

Economics

AUM
$4.07B
AUM band
$1B+
AUM trajectory
'20'26
$3.86B → $4.07B▲ +5%
Client mix
State Or Municipal Govt8
Individuals High Net Worth6
Pooled Investment Vehicles4
Investment Companies3
Pension Profit Sharing Plans3

Operations

Employees (total)
28
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
10 advisors → 11 advisors▲ +10%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/peregrine-capital-management-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PEREGRINE CAPITAL MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
PEREGRINE CAPITAL MANAGEMENT
SIMON, STEPHEN, GERARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:peregrine.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
2,225,530
Form 5500 Compensation Trajectory 3y
20252,225,530
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
2,225,530
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0000764529
Edgar Registered
Yes
Edgar Filing Count
120
Edgar First Filing Date
1999-05-13
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
48
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0000764529-26-000003
Edgar Former Names
PEREGRINE CAPITAL MANAGEMENT INC /MN/

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
State Street4
E*trade4
Northern Trust2
Bny Mellon2
Edgar Addresses
Mailing
800 LASALLE AVE STE 1750MINNEAPOLIS, MN 55402-2018
Business
800 LASALLE AVE STE 1750MINNEAPOLIS, MN 55402
Edgar EIN
416257136
Edgar Recent Filings
13F-HR2026-04-23 · 0000764529-26-000003
13F-HR2026-01-28 · 0000764529-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
SIMON, STEPHEN, GERARD
Executive Officer · 2.5%
4871134
GARY EDWARD NUSSBAUM
IAR
4361436
BRIAN HOWARD DONOHUE
IAR
2581610
ANDREW THOMAS FLIS
IAR
5545541