SourcingSourcing

OSTROFE FINANCIAL CONSULTANTS INC

C39
CRD 110064·SEC 801-34048·GRASS VALLEY, CA
AUM
$386.4M
$100M-$500M
Est. Revenue
$3.9M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OSTROFE FINANCIAL CONSULTANTS INC
CRD
110064
SEC file #
801-34048
EIN
—
DBA names
—

Economics

AUM
$386.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$228.2M → $386.4M▲ +69%
Client mix
Individuals Other414
Individuals High Net Worth143
Pension Profit Sharing Plans11

Operations

Employees (total)
9
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
GRASS VALLEY CA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
02/03/2026
ADV-W filed at
—
Website
ostrofefinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEISHMAN, SETH, TYLER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LEISHMAN, SETH, TYLER
LUM, PATRICIA, ANNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OSTROFEFINANCIAL.COM
Rdap Domain Creation Date
2007-06-06T21:49:24Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-06T21:49:24Z
Rdap Domain Last Changed
2026-01-31T20:03:53Z
Rdap Nameservers
Dns1.p06.nsone.netDns2.p06.nsone.netDns3.p06.nsone.netDns4.p06.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5095063
Trust Company Affiliate
No

People (4)

4
LEISHMAN, SETH, TYLER
IAR · Direct Owner · 87.5%
5095063
LUM, PATRICIA, ANNE
Executive Officer · 2.5%
2188549
NATHAN THOMAS LEISHMAN
IAR
5711285
FREDERICK AYER FISHER
IAR
3075274