SUMMIT FINANCIAL STRATEGIES INC

CRD

110112

SEC file #

801-50616

EIN

311412791

DBA names

—

Economics

AUM

$2.31B

AUM band

$1B+

AUM trajectory

'20 · $1.15B

'21 · $1.37B

'22 · $1.57B

'23 · $1.72B

'25 · $2.05B

'26 · $2.31B

'20'26

$1.15B → $2.31B▲ +101%

sec adv history

Client mix

Individuals High Net Worth	575
Individuals Other	438
Pension Profit Sharing Plans	8
Charitable Organizations	5

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 24 advisors

'21 · 23 advisors

'22 · 22 advisors

'23 · 24 advisors

'25 · 27 advisors

'26 · 29 advisors

'20'26

24 advisors → 29 advisors▲ +21%

sec adv history

Primary office

COLUMBUS OH

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMOther Compensation

Filings

Latest ADV filing

02/23/2026

ADV-W filed at

—

Website

summitfin.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

MACCHIA, SAMANTHA, ALISE LYMAN

Top Owner Pct

17.5

Top Owner Entity Kind

Owner Count

Control Persons

MACCHIA, SAMANTHA, ALISE LYMAN

SCHERER, MICHAEL, ROBERT

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

SUMMITFIN.COM

Rdap Domain Creation Date

1996-09-30T04:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001625246

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2015-02-13

Edgar Last Filing Date

2026-05-01

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-01

Accession0001172661-26-001585

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4
Fidelity	2

adv brochure

Edgar Addresses

Mailing

4111 WORTH AVE. #510COLUMBUS, OH 43219-3599

Business

4111 WORTH AVE. #510COLUMBUS, OH 43219-3599

Edgar EIN

311412791

Edgar Recent Filings

13F-HR2026-05-01 · 0001172661-26-001585

13F-HR2026-01-27 · 0001172661-26-000321

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-09-29T04:00:00Z

Rdap Domain Last Changed

2025-08-30T08:59:12Z

Rdap Nameservers

Anna.ns.cloudflare.comJohn.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Top Owner CRD

4362533

Trust Company Affiliate

People (28)

SUTLIFF, BRIAN, TODD

4404659

TROUT, WENDY, S

5154084

SCHERER, MICHAEL, ROBERT

MACCHIA, SAMANTHA, ALISE LYMAN

5920189

4362533

SWAIN, TIMOTHY, WILLIAM

IAR · Executive Officer · 2.5%

6186582

Cavalieri, Steven, Adam

7382048

Salcone, Luke, Jared

IAR · Executive Officer · 2.5%

6561129

COSKI, MICAH, Stephen

Benjamin William Murray

7190572

Austen Smith Harrison

Summer Rose Irene Anderson

7059720

7456946

CURNUTT, JORDAN, DAVID

Keegan Ehrsam VanMeter

8194543

Samuel Thomas LaVielle

7390474

Kate Amorette Coghill

CHRISTIANSEN, CHRISTOPHER, ERIC

7669837

3005759

JOSEPH MICHAEL REARDON