SourcingSourcing

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

C34
CRD 110117·SEC 801-58004·FEDERAL WAY, WA
AUM
$41.3M
$25M-$100M
Est. Revenue
$413K
@ 1% on AUM
Est. EBITDA
$124K
@ 30% margin
Est. Deal Value
$992K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.
CRD
110117
SEC file #
801-58004
EIN
—
DBA names
—

Economics

AUM
$41.3M
AUM band
$25M-$100M
AUM trajectory
'20'26
$14.1M → $41.3M▲ +193%
Client mix
Pension Profit Sharing Plans123
Individuals Other59
Individuals High Net Worth36

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
FEDERAL WAY WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
americannw.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OAKES, THOMAS, L
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
OAKES, THOMAS, L
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AMERICANNW.COM
Rdap Domain Creation Date
2003-08-04T20:50:21Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1921
Soi Zip Pct 200k Plus
0.042
Soi Zip Returns 200k Plus
950
Soi Zip Total AGI
1,565,693
Fdic Zip Total Deposits
31,740,710,000
Fdic Zip Branch Count
546
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Key Bank of WashingtonFederal Way, WA
Key Bank of WashingtonFederal Way, WA
Fdic Zip HHI
838.92
Fdic Zip Top Bank Share Pct
20.83
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-08-04T20:50:21Z
Rdap Domain Last Changed
2021-08-19T17:25:38Z
Rdap Nameservers
Ns31.worldnic.comNs32.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI73,276
Returns5,610
Stub 2
AGI217,993
Returns5,820
Stub 3
AGI269,551
Returns4,400
Soi Zip Total Business Income
50,856
Soi Zip Total Cap Gains
40,989
Soi Zip Total Dividends
13,789
Soi Zip Total Returns
22,640
Top Owner CRD
2469647
Trust Company Affiliate
No

People (5)

5
OAKES, THOMAS, L
IAR · Direct Owner · 87.5%
2469647
Christopher W Arnold
IAR
8022904
THOMAS DILLON OAKES
IAR
6556474
ETHAN JOHN COX
IAR
6509208
RYAN ROBERT DUSENBERRY
IAR
6857878