SourcingSourcing

PKS INVESTMENT ADVISORS LLC

C39
CRD 110147·SEC 801-96235·SALISBURY, MD
AUM
$367.2M
$100M-$500M
Est. Revenue
$3.7M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PKS INVESTMENT ADVISORS LLC
CRD
110147
SEC file #
801-96235
EIN
—
DBA names
—

Economics

AUM
$367.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$145.2M → $367.2M▲ +153%
Client mix
Individuals Other384
Individuals High Net Worth73
Pension Profit Sharing Plans34
Corporations9

Operations

Employees (total)
9
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
9 advisors → 8 advisors▼ -11%
Primary office
SALISBURY MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
pksadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PKS & COMPANY, P.A.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
PKS & COMPANY, P.A.
LEKITES, GENEVEE, GENEVA
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PKSADVISORS.COM
Rdap Domain Creation Date
2005-02-01T20:38:12Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1352
Soi Zip Pct 200k Plus
0.0262
Soi Zip Returns 200k Plus
500
Soi Zip Total AGI
1,048,444
Fdic Zip Total Deposits
12,153,458,000
Fdic Zip Branch Count
218
Fdic Zip Top Banks
Hebron Savings Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Peninsula BankSalisbury, MD
Peninsula BankSalisbury, MD
Fdic Zip HHI
1467.98
Fdic Zip Top Bank Share Pct
24.85
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-01T20:38:12Z
Rdap Domain Last Changed
2026-02-02T11:45:30Z
Rdap Nameservers
Ns59.domaincontrol.comNs60.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI79,804
Returns6,340
Stub 2
AGI208,574
Returns5,740
Stub 3
AGI174,825
Returns2,860
Soi Zip Total Business Income
29,729
Soi Zip Total Cap Gains
22,274
Soi Zip Total Dividends
16,799
Soi Zip Total Returns
19,080
Trust Company Affiliate
No

People (7)

7
LEKITES, GENEVEE, GENEVA
IAR · Direct Owner · 17.5%
5711953
O'CONNELL, DANIEL, MICHAEL
IAR · Executive Officer · 2.5%
5849151
WILLIAM EDWIN BOOTH
IAR
2316671
SAMUEL MICHAEL LEKITES
IAR
7881692
JOHN MICHAEL STERN
IAR
4543500
KYLE MITCHELL BANKS
IAR
6367853
COLTON J HASTINGS
IAR
7070215