SourcingSourcing

GEN FINANCIAL MANAGEMENT INC.

B61
CRD 110179·SEC 801-57823·PLYMOUTH, MN
AUM
$331.8M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$995K
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GEN FINANCIAL MANAGEMENT INC.
CRD
110179
SEC file #
801-57823
EIN
411900819
DBA names
—

Economics

AUM
$331.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$248.6M → $331.8M▲ +33%
Client mix
Individuals Other133
Individuals High Net Worth113

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
PLYMOUTH MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
genfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOLESKI, ERIC, CRAIG
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
MOLESKI, ERIC, CRAIG
Moklestad, Joshua, Mark
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GENFINANCIAL.COM
Rdap Domain Creation Date
1998-03-30T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
37,982
Form 5500 Compensation Trajectory 3y
202537,982
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
37,982
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002032497
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-01-24
Edgar Last Filing Date
2026-04-16
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-16
Accession0002032497-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
10810 OLD COUNTY ROAD 15SUITE 200PLYMOUTH, MN 55441
Business
10810 OLD COUNTY ROAD 15SUITE 200PLYMOUTH, MN 55441
Edgar EIN
411900819
Edgar Recent Filings
13F-HR2026-04-16 · 0002032497-26-000003
13F-HR2026-01-15 · 0002032497-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-03-29T04:00:00Z
Rdap Domain Last Changed
2026-03-09T20:12:37Z
Rdap Nameservers
Ns21.domaincontrol.comNs22.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1886880
Trust Company Affiliate
No

People (4)

4
MOLESKI, ERIC, CRAIG
IAR · Direct Owner · 62.5%
1886880
Moklestad, Joshua, Mark
IAR · Direct Owner · 17.5%
6935264
VANCURA, BRYAN, LYNN
IAR · Direct Owner · 17.5%
5884275
NOAH STEVEN SEMMANN
IAR
7136052