SourcingSourcing

WINCH ADVISORY SERVICES, LLC

C32
CRD 110194·SEC 801-55488·APPLETON, WI
AUM
$580.2M
$500M-$1B
Est. Revenue
$5.8M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WINCH ADVISORY SERVICES, LLC
CRD
110194
SEC file #
801-55488
EIN
391923903
DBA names
Winch Financial

Economics

AUM
$580.2M
AUM band
$500M-$1B
AUM trajectory
'20'26
$290.9M → $580.2M▲ +99%
Client mix
Individuals Other704
Individuals High Net Worth147

Operations

Employees (total)
18
Advisory staff (per ADV)
17
Advisory staff (5-yr trend)
'20'26
20 advisors → 17 advisors▼ -15%
Primary office
APPLETON WI
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
instagram.com/winchfinancial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WINCH, ADAM, ZACHARY
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
WINCH, ADAM, ZACHARY
WINCH, CHRISTINA, VIGNEC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:winch.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001585822
Edgar Registered
Yes
Edgar Filing Count
51
Edgar First Filing Date
2014-05-14
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
49
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0001580642-26-002800

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
424 E WISCONSIN AVENUEAPPLETON, WI 54911
Business
424 E WISCONSIN AVENUEAPPLETON, WI 54911
Edgar EIN
391923903
Edgar Recent Filings
13F-HR2026-04-30 · 0001580642-26-002800
13F-HR2026-02-03 · 0001580642-26-000668
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4992765
Trust Company Affiliate
No

People (7)

7
WINCH, ADAM, ZACHARY
IAR · Direct Owner · 37.5%
4992765
Winch, Tanya, Christine
IAR · Direct Owner · 37.5%
6575794
WINCH, CHRISTINA, VIGNEC
IAR · Direct Owner · 37.5%
1069904
WINCH, SAMUEL, RONALD
IAR · Direct Owner · 37.5%
3126026
CHRISTIAN PETERSON
IAR
5888773
FREDERIC DAVID HUBLEY
IAR
5731048
MATTHEW WILLIAM WEYERS
IAR
6009530