SourcingSourcing

PERFORMANCE EQUITY MANAGEMENT, LLC

C37
CRD 110207·SEC 801-60051·GREENWICH, CT
AUM
$9.41B
$1B+
Est. Revenue
$94.1M
@ 1% on AUM
Est. EBITDA
$28.2M
@ 30% margin
Est. Deal Value
$225.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PERFORMANCE EQUITY MANAGEMENT, LLC
CRD
110207
SEC file #
801-60051
EIN
000000000
DBA names
Sagard Private Equity Solutions

Economics

AUM
$9.41B
AUM band
$1B+
AUM trajectory
'20'26
$10.67B → $9.41B▼ -12%
Client mix
Pooled Investment Vehicles27
Other7
Corporations2
State Or Municipal Govt1

Operations

Employees (total)
36
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
10 advisors → 10 advisors▬ 0%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
sagard.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PERFORMANCE EQUITY
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
PERFORMANCE EQUITY
CLARK, JOHN, SPENCER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SAGARD.COM
Rdap Domain Creation Date
2001-06-26T23:27:52Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
InterNetX GmbH

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
45
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002057849
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-03-10
Edgar Last Filing Date
2025-03-10
Edgar Form D Count
1
Edgar Form D Offerings
2025-03-102025-03-10 · 0002057849-25-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street4
E*trade4
Edgar Addresses
Mailing
5 GREENWICH OFFICE PARK, 3RD FLOORGREENWICH, CT 06831
Business
5 GREENWICH OFFICE PARK, 3RD FLOORGREENWICH, CT 06831
Edgar EIN
000000000
Edgar Recent Filings
D2025-03-10 · 0002057849-25-000003
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-26T23:27:52Z
Rdap Domain Last Changed
2025-06-27T07:47:52Z
Rdap Nameservers
Art.ns.cloudflare.comVivienne.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (7)

7
CLARK, JOHN, SPENCER
Executive Officer · 2.5%
4986729
MARK ALEXANDER HOOPES
Executive Officer · 2.5%
2482339
MILLIN, CHRIS, BENNETT
Executive Officer · 2.5%
3046116
REALS, JEFFREY, ALLEN
Executive Officer · 2.5%
4986741
RUSOFF, S, LAWRENCE
Executive Officer · 2.5%
2004905
SCHMITT, PAUL, MICHAEL
Executive Officer · 2.5%
2432203
Tybur, James, Stanley
Executive Officer · 2.5%
6690808