SourcingSourcing

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

C23
CRD 11025·SEC 801-57434·ST. LOUIS, MO
AUM
$252.25B
$1B+
Est. Revenue
$2.52B
@ 1% on AUM
Est. EBITDA
$756.8M
@ 30% margin
Est. Deal Value
$6.05B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD
11025
SEC file #
801-57434
EIN
934087096
DBA names
Wells Fargo Advisors

Economics

AUM
$252.25B
AUM band
$1B+
AUM trajectory
'20'26
$47.52B → $252.25B▲ +431%
Client mix
Individuals High Net Worth233,869
Individuals Other221,968
Pension Profit Sharing Plans4,364
Corporations3,954
Charitable Organizations2,392

Operations

Employees (total)
4,047
Advisory staff (per ADV)
2,366
Advisory staff (5-yr trend)
'20'26
1,211 advisors → 2,366 advisors▲ +95%
Primary office
ST. LOUIS MO
Branches
Count2,026

Custodian & Brokerage

Primary custodian
Wells Fargomedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed feesCommissions

Filings

Latest ADV filing
04/07/2026
ADV-W filed at
—
Website
firstclearing.com

Compliance

Disclosures (firm)
18
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WACHOVIA SECURITIES FINANCIAL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
WACHOVIA SECURITIES FINANCIAL
CRAVEN, JAMES J
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FIRSTCLEARING.COM
Rdap Domain Creation Date
1999-02-11T05:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001999709
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2023-11-28
Edgar Last Filing Date
2025-11-19
Edgar Form D Count
3
Edgar Form D Offerings
2025-11-192025-11-19 · 0001999709-25-000002
2024-11-202024-11-20 · 0001966918-24-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
39
Bc Firm IAR Count
50
Custodian Candidates
Window
Wells Fargo4
Full
Wells Fargo439
E*trade9
Fidelity4
Edgar Addresses
Mailing
C/O COMPLIANCE DEPARTMENT60 EAST 42ND STREET, 28TH FLOORNEW YORK, NY 10165
Business
C/O COMPLIANCE DEPARTMENT60 EAST 42ND STREET, 28TH FLOORNEW YORK, NY 10165
Edgar EIN
934087096
Edgar Recent Filings
D/A2025-11-19 · 0001999709-25-000002
D/A2024-11-20 · 0001966918-24-000003
Fee Schedule
Bracket Ix54
Bracket I36
Bracket Iv3
Bracket Iii2
Bracket Vii2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-11T05:00:00Z
Rdap Domain Last Changed
2024-10-30T01:37:24Z
Rdap Nameservers
A1-189.akam.netA2-64.akam.netA24-66.akam.netEdns1.ultradns.biz
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update ProhibitedServer Delete Prohibited
Trust Company Affiliate
Yes

People (59)

59
CRAVEN, JAMES J
Executive Officer · 2.5%
4323533
GINDI, SOL
Executive Officer · 2.5%
4903526
KARANIK, ERIK ANTHONY
Executive Officer · 2.5%
2260890
LACEY, PAUL
Executive Officer · 2.5%
5616656
MARKMANN, DAVID FRANZ
Executive Officer · 2.5%
2637778
PATEL, RAKESH
Executive Officer · 2.5%
5385585
SANKOVICH, PAUL CAMERON
Executive Officer · 2.5%
2475029
TA, KIMBERLY CROWDER
Executive Officer · 2.5%
4717506
TYERS, JOHN R
Executive Officer · 2.5%
2632380
LESLIE THIELEMANS LOCKHART
IAR
4372581
KATHRYN MCKEE WOODHAM
IAR
4096399
ROBERT ALEXANDER GEORGE
IAR
4276862
LOUIS V SIRACUSANO
IAR
4901724
RAHIM M ALI
IAR
7817668
DAN SCHUETZ
IAR
6930330
STEPHANIE S SCHANKEN
IAR
4956880
DAVID HALVOR THOMPSON
IAR
5289039
TAMELA MARIE DIETRICH
IAR
6000291
ROBERT RICHARD FRITZE
IAR
6107017
LUIS IGNACIO COWAN
IAR
6107436
TAFFY KRISTEN DAVIES
IAR
6413230
ASHLEY SMITH
IAR
6306535
MICHAEL LAPORTE
IAR
6286928
JESSICA R DOWNING
IAR
6147795
CYNTHIA J COOPER
IAR
5620833
DOUGLAS ROBERT SPETH
IAR
2374473
ERIC GEARY
IAR
2496975
KATHLEEN MARIE LARIVIERE
IAR
1634293
WINFIELD MALONE BAIRD
IAR
2278191
DANIEL EDWARD MOORE
IAR
6206060
RUSTAM NURHAN
IAR
3214999
NANCY LYNN MAUTNER
IAR
1174862
MICHAEL ALEXANDER HADDEN
IAR
6854621
BRIAN KENNETH FEINBERG
IAR
1220995
HOWARD ROSENBAUM
IAR
2790701
JEFFREY EDWARD KORBINI
IAR
2843787
DEAN GREGORY SLADER
IAR
2954169
LIZETTE PAGAN
IAR
2004804
STEPHEN CALABRESE
IAR
7365009
KATHRYN KIRK CHARLES
IAR
6237852
SARAH ROMAN
IAR
7241837
KRISTIANA DOWLING
IAR
5866907
CLIVE ERNEST FAIRCHILD
IAR
7826769
BARBARA BARTON
IAR
7549671
KAREN WEAVER
IAR
7435589
JOHN ELMO THORSEN
IAR
4307341
CONNOR DOUGHERTY CALLAHAN
IAR
6091031
MICHAEL CHARLES KOVALESKI
IAR
5377020
RACHELL DAWN LAVASSEUR
IAR
6209677
JOSEPH HOWELL SIVILLI
IAR
6261112
KYLE JOHN TOMAICH
IAR
5880635
RACHEL YVETTE SLOVINSKY
IAR
7532304
JOHN FRANCIS LUISI
IAR
4209411
WILLIAM EDWARD KEENAN
IAR
1392910
BRIAN DAVIES
IAR
3025771
BRYAN CLARK
IAR
5544476
JANE CARMODY
IAR
1673101
SEAN JOSEPH DOOLEY
IAR
3083653
KERRY AILEEN-HERATY SHKOR
IAR
4581130