SourcingSourcing

BRANDON FINANCIAL PLANNING, INC.

B61
CRD 110267·SEC 801-17960·MEMPHIS, TN
AUM
$434.9M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BRANDON FINANCIAL PLANNING, INC.
CRD
110267
SEC file #
801-17960
EIN
—
DBA names
—

Economics

AUM
$434.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$249.8M → $434.9M▲ +74%
Client mix
Individuals High Net Worth133
Individuals Other119

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
brandonplanning.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRANDON, RAYMOND, WILSON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BRANDON, RAYMOND, WILSON
CULLEN, JAMES, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BRANDONPLANNING.COM
Rdap Domain Creation Date
2000-09-11T20:18:08Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-09-11T20:18:08Z
Rdap Domain Last Changed
2024-07-13T05:56:36Z
Rdap Nameservers
Ns2.intermedia.netNs3.intermedia.netNs4.intermedia.netNs5.intermedia.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1139301
Trust Company Affiliate
No

People (3)

3
BRANDON, RAYMOND, WILSON
IAR · Direct Owner · 87.5%
1139301
JAMES MICHAEL CULLEN
Executive Officer · 2.5%
5111669
GARY LEE KIEFFNER
IAR
2843171