WESTWOOD MANAGEMENT CORP

CRD

110269

SEC file #

801-18727

EIN

362868317

DBA names

—

Economics

AUM

$12.46B

AUM band

$1B+

AUM trajectory

'20 · $13.22B

'21 · $11.28B

'22 · $9.44B

'23 · $10.87B

'25 · $12.80B

'26 · $12.46B

'20'26

$13.22B → $12.46B▼ -6%

sec adv history

Client mix

Individuals Other	146
Investment Companies	24
Individuals High Net Worth	19
State Or Municipal Govt	18
Pooled Investment Vehicles	16

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 42 advisors

'21 · 46 advisors

'22 · 50 advisors

'23 · 42 advisors

'25 · 76 advisors

'26 · 68 advisors

'20'26

42 advisors → 68 advisors▲ +62%

sec adv history

Primary office

DALLAS TX

Branches

—

Custodian & Brokerage

Primary custodian

State Streetlow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMPerformance-based fees

Filings

Latest ADV filing

03/31/2026

ADV-W filed at

—

Website

westwoodgroup.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

WESTWOOD HOLDINGS GROUP, INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

WESTWOOD HOLDINGS GROUP, INC.

CASEY, BRIAN, OCONNOR

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

WESTWOODGROUP.COM

Rdap Domain Creation Date

1998-01-23T05:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

592

Form 5500 Total Compensation

3,232,742

Form 5500 Compensation Trajectory 3y

2025	3,218,234
2026	14,508
2019	0
2020	0
2021	0

Form 5500 Plan Count Trajectory 3y

2025	5
2019	1
2020	1
2021	1
2024	1

Schedule C Total Compensation

3,232,742

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0000912160

Edgar Registered

Yes

Edgar Filing Count

100

Edgar First Filing Date

1999-05-10

Edgar Last Filing Date

2024-01-29

Edgar 13f Count

100

Edgar 13f Latest AUM Estimate

Filing Date2024-01-29

Accession0000912160-24-000001

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

State Street	4
E*trade	4
Northern Trust	2
Bny Mellon	2
Jpmorgan	2

adv brochure

Edgar Addresses

Mailing

190 S LASALLE STREETSUITE 440CHICAGO, IL 60603

Business

190 S LASALLE STSTE 440CHICAGO, IL 60603

Edgar EIN

362868317

Edgar Recent Filings

13F-HR2024-01-29 · 0000912160-24-000001

13F-HR2023-10-27 · 0000912160-23-000004

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2031-01-22T05:00:00Z

Rdap Domain Last Changed

2025-11-23T07:32:31Z

Rdap Nameservers

Alex.ns.cloudflare.comTricia.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate

Yes