SourcingSourcing

BOLTWOOD CAPITAL MANAGEMENT

C38
CRD 110293·SEC 801-27099·WALNUT CREEK, CA
AUM
$502.5M
$500M-$1B
Est. Revenue
$5.0M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BOLTWOOD CAPITAL MANAGEMENT
CRD
110293
SEC file #
801-27099
EIN
942998774
DBA names
—

Economics

AUM
$502.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$215.2M → $502.5M▲ +133%
Client mix
Individuals Other133
Individuals High Net Worth92
Corporations5

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
WALNUT CREEK CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
boltwoodcap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STOCK, MICHAEL, JOHN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
STOCK, MICHAEL, JOHN
Wolf, Zachary, R
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BOLTWOODCAP.COM
Rdap Domain Creation Date
2011-02-18T18:48:26Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001563690
Edgar Registered
Yes
Edgar Filing Count
57
Edgar First Filing Date
2013-01-31
Edgar Last Filing Date
2026-04-08
Edgar 13f Count
54
Edgar 13f Latest AUM Estimate
Filing Date2026-04-08
Accession0001563690-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2099 MOUNT DIABLO BLVD., SUITE 220WALNUT CREEK, CA 94596
Business
2099 MOUNT DIABLO BLVD., SUITE 220WALNUT CREEK, CA 94596
Edgar EIN
942998774
Edgar Recent Filings
13F-HR2026-04-08 · 0001563690-26-000002
13F-HR2026-01-02 · 0001563690-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-18T18:48:26Z
Rdap Domain Last Changed
2026-01-19T06:15:26Z
Rdap Nameservers
Dns1.registrar-servers.comDns2.registrar-servers.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5733490
Trust Company Affiliate
No

People (5)

5
STOCK, MICHAEL, JOHN
IAR · Direct Owner · 62.5%
5733490
Wolf, Zachary, R
IAR · Direct Owner · 62.5%
6584058
THOMAS LYON ABBOTT
Executive Officer · 2.5%
4366639
JOEL ABRAHAM SCHREIBER
IAR
4467640
Andrea Zilli
IAR
5180329