FDO PARTNERS

C12
CRD 110310·SEC 801-55104·CAMBRIDGE, MA
AUM
Est. Revenue
@ 1% on AUM
Est. EBITDA
@ 30% margin
Est. Deal Value
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FDO PARTNERS
CRD
110310
SEC file #
801-55104
EIN
000000000
DBA names
Alpine Street Gp, Llc (relying Advisor)Fdo Partners LlcFdo Partners

Economics

AUM
AUM band
AUM trajectory
Client mix

Operations

Employees (total)
Advisory staff (per ADV)
Advisory staff (5-yr trend)
Primary office
CAMBRIDGE MA
Branches

Custodian & Brokerage

Primary custodian
State Streetmedium confidence
Services offered
Fee basis

Filings

Latest ADV filing
ADV-W filed at
Website

Compliance

Disclosures (firm)
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FROOT, KENNETH, ALAN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
FROOT, KENNETH, ALAN
O'CONNELL, PAUL, G.J.
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001611140
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2014-06-18
Edgar Last Filing Date
2017-09-20
Edgar Form D Count
5
Edgar Form D Offerings
2017-09-202017-09-20 · 0001405086-17-000202
2016-09-272016-09-27 · 0001405086-16-000637

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Window
State Street3
Full
State Street7
Northern Trust4
E*trade4
Jpmorgan3
Bny Mellon2
Edgar Addresses
Mailing
P.O. BOX 309UGLAND HOUSEGRAND CAYMAN, E9, KY1-1104
Business
P.O. BOX 309UGLAND HOUSEGRAND CAYMAN, E9, KY1-1104
Edgar EIN
000000000
Edgar Recent Filings
D/A2017-09-20 · 0001405086-17-000202
D/A2016-09-27 · 0001405086-16-000637
Top Owner CRD
4378623