SourcingSourcing

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

C22
CRD 110353·SEC 801-15757·NEW YORK, NY
AUM
$702.25B
$1B+
Est. Revenue
$7.02B
@ 1% on AUM
Est. EBITDA
$2.11B
@ 30% margin
Est. Deal Value
$16.85B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
CRD
110353
SEC file #
801-15757
EIN
232566941
DBA names
—

Economics

AUM
$702.25B
AUM band
$1B+
AUM trajectory
'20'26
$299.58B → $702.25B▲ +134%
Client mix
Other22,567
Corporations64
Pooled Investment Vehicles44
Pension Profit Sharing Plans41
Investment Companies32

Operations

Employees (total)
670
Advisory staff (per ADV)
250
Advisory staff (5-yr trend)
'20'26
207 advisors → 250 advisors▲ +21%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleymedium confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
morganstanley.com/im

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MORGAN STANLEY CAPITAL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
11
Control Persons
MORGAN STANLEY CAPITAL
BUHAIN WINSLOW, LISA
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MORGANSTANLEY.COM
Rdap Domain Creation Date
1996-05-24T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20247
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Cik
0000855702
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2018-11-09
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001193125-26-214271
Edgar Former Names
Penn Mutual Asset Management, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
21
Bc Firm Active IA Count
22
Bc Firm IAR Count
22
Custodian Candidates
Window
Morgan Stanley5
Full
Morgan Stanley93
State Street90
E*trade4
Bny Mellon2
Equity Trust2
Edgar Addresses
Mailing
EIGHT TOWER BRIDGE161 WASHINGTON STREET, SUITE 1111CONSHOHOCKEN, PA 19428
Business
EIGHT TOWER BRIDGE161 WASHINGTON STREET, SUITE 1111CONSHOHOCKEN, PA 19428
Edgar EIN
232566941
Edgar Recent Filings
13F-HR2026-05-08 · 0001193125-26-214271
13F-HR2026-01-23 · 0001193125-26-021156
Fee Schedule
Bracket I30
Bracket Vi21
Bracket Iii17
Bracket Xii8
Bracket V5
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-23T04:00:00Z
Rdap Domain Last Changed
2026-05-19T05:09:48Z
Rdap Nameservers
Ext-ns1.morganstanley.netExt-ns10.morganstanley.netExt-ns12.morganstanley.netExt-ns3.morganstanley.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedServer Delete ProhibitedServer Transfer ProhibitedServer Update Prohibited
Trust Company Affiliate
Yes

People (31)

31
HUNEKE, BENJAMIN, CORDT
IAR · Executive Officer · 2.5%
2796985
BUHAIN WINSLOW, LISA
Executive Officer · 2.5%
4507020
GOENKA, ROHIT, VIJAY
Executive Officer · 2.5%
5279100
KAYNE, ERIC, BRIAN
Executive Officer · 2.5%
2741511
O'HEALAI, RUAIRI
Executive Officer · 2.5%
6608606
SEGAL, TATIANA, VLADIMIR
Executive Officer · 2.5%
2380822
STEEL, SCOTT, MATTHEW
Executive Officer · 2.5%
4427925
DOWNES, DEIDRE, AISHA
Executive Officer · 2.5%
5376045
HAMMES, BENJAMIN, PATRICK
Executive Officer · 2.5%
2973966
MULLIN, MARY, ELIZABETH
Executive Officer · 2.5%
3253995
Sarah Rainey
IAR
6393788
Joseph Christian Marich
IAR
4714581
MARIE Gilman KLEIN
IAR
6904329
Patrick Smith Doyle
IAR
6559123
Ted Blyskal
IAR
6589678
BARNETT, EDWARD
IAR
4228017
SARA G MCHUGH
IAR
6821856
Brian T Leuchtenburg
IAR
4568226
THOMAS MATTHEW O'BRIEN
IAR
6347716
Kento Kaijima
IAR
6899680
Matthew A Funk
IAR
6809842
Kevin Patrick Clare
IAR
6652074
Maxwell A Uribe
IAR
7369049
ANDREW HOVEY SLIMMON
IAR
1733048
LESLIE ALDENDIFER DELANY
IAR
5326025
PHILLIP P KIM
IAR
5223186
Andre Ricardo Carrera
IAR
6807109
Hampton Jenrette
IAR
7284666
Justin Pape
IAR
7509105
MICHAEL JAMES MORAN
IAR
6228450
Jessie A Ledesma
IAR
6713338