SourcingSourcing

NORTON CAPITAL MANAGEMENT, INC.

C47
CRD 110398·SEC 801-111866·HENRICO, VA
AUM
$136.6M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$410K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORTON CAPITAL MANAGEMENT, INC.
CRD
110398
SEC file #
801-111866
EIN
—
DBA names
—

Economics

AUM
$136.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$112.2M → $136.6M▲ +22%
Client mix
Individuals Other82
Individuals High Net Worth36
Charitable Organizations5

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
HENRICO VA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
09/19/2025
ADV-W filed at
—
Website
linkedin.com/company/norton-capital-management/about(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
REDMOND ASSET MANAGEMENT, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
REDMOND ASSET MANAGEMENT, LLC
KIRKLAND, JEREMY, BRIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:norton.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
138706
Trust Company Affiliate
No

People (5)

5
REDMOND ASSET MANAGEMENT, LLC
Direct Owner · 87.5%
138706
KIRKLAND, JEREMY, BRIAN
Executive Officer · 2.5%
5139278
REDMOND, ROBERT, SCOTT
Executive Officer · 2.5%
3064485
LAVIN, ANITA, MARIE
Executive Officer · 2.5%
2382389
JESSICA AMILU BUCKLEY
IAR
4800935