SourcingSourcing

THE NORTHSTAR GROUP, INC.

C46
CRD 110409·SEC 801-41169·NEW YORK, NY
AUM
$1.01B
$1B+
Est. Revenue
$10.1M
@ 1% on AUM
Est. EBITDA
$3.0M
@ 30% margin
Est. Deal Value
$24.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE NORTHSTAR GROUP, INC.
CRD
110409
SEC file #
801-41169
EIN
—
DBA names
—

Economics

AUM
$1.01B
AUM band
$1B+
AUM trajectory
'20'26
$414.0M → $1.01B▲ +144%
Client mix
Individuals High Net Worth199
Individuals Other53
Pension Profit Sharing Plans4
Charitable Organizations1
Corporations1

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
thenorthstargroupinc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ASHER, HENRY, C.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ASHER, HENRY, C.
GARCIA, JOSHUA, RENE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THENORTHSTARGROUPINC.COM
Rdap Domain Creation Date
2004-10-15T18:37:35Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Advanced Internet Technologies, Inc. (AIT)

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
Pershing4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-15T18:37:35Z
Rdap Domain Last Changed
2025-08-21T20:08:08Z
Rdap Nameservers
Ns0.nameservices.netNs1.nameservices.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
717297
Trust Company Affiliate
No

People (5)

5
ASHER, HENRY, C.
IAR · Direct Owner · 87.5%
717297
GARCIA, JOSHUA, RENE
IAR · Executive Officer · 2.5%
6127310
RAY, LINDA, LEIGH
IAR · Executive Officer · 2.5%
711950
Jeffrey Francis Dziegielewski
IAR
5796928
Brendan L Hyde
IAR
4940858