SourcingSourcing

WESTERN ASSET MANAGEMENT COMPANY LIMITED

C36
CRD 110427·SEC 801-21068
AUM
$20.09B
$1B+
Est. Revenue
$200.9M
@ 1% on AUM
Est. EBITDA
$60.3M
@ 30% margin
Est. Deal Value
$482.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WESTERN ASSET MANAGEMENT COMPANY LIMITED
CRD
110427
SEC file #
801-21068
EIN
911175091
DBA names
—

Economics

AUM
$20.09B
AUM band
$1B+
AUM trajectory
'20'26
$36.34B → $20.09B▼ -45%
Client mix
Pooled Investment Vehicles12
Sovereign Wealth Funds8
Charitable Organizations5
State Or Municipal Govt3
Corporations3

Operations

Employees (total)
27
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'20'26
15 advisors → 16 advisors▲ +7%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/10/2026
ADV-W filed at
—
Website
linkedin.com/company/western-asset-management(social)

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEGG MASON GLOBAL HOLDINGS LTD.
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
5
Control Persons
LEGG MASON GLOBAL HOLDINGS LTD.
ASHTON, ANDREW, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:westernasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
159
Form 5500 Total Participants
1,330
Form 5500 Total Compensation
62,267,299
Form 5500 Compensation Trajectory 3y
202560,325,991
20261,941,308
20240
Form 5500 Plan Count Trajectory 3y
2025105
202428
202626
Schedule C Total Compensation
62,267,299
Schedule C Service Provider Rows
159

SEC EDGAR

Edgar Cik
0000721204
Edgar Registered
Yes
Edgar Filing Count
105
Edgar First Filing Date
1999-05-10
Edgar Last Filing Date
2016-04-29
Edgar 13f Count
99
Edgar 13f Latest AUM Estimate
Filing Date2016-04-29
Accession0000950123-16-016085
Edgar Former Names
RUSSELL FRANK CO

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
State Street4
E*trade4
Northern Trust2
Edgar Addresses
Mailing
1301 SECOND AVENUE18TH FLOORSEATTLE, WA 98101
Business
1301 SECOND AVENUE18TH FLOORSEATTLE, WA 98101
Edgar EIN
911175091
Edgar Recent Filings
13F-HR2016-04-29 · 0000950123-16-016085
13F-HR2016-01-27 · 0000950123-16-013074
Fee Schedule
Bracket Vi40
Bracket V28
Bracket Iii18
Bracket Xii7
Bracket Xi5
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (5)

5
ASHTON, ANDREW, JAMES
Executive Officer · 2.5%
6763546
Hoffmann, Courtney, Ann
Executive Officer · 2.5%
7605606
PETROVIC, JELENA, NMN
Executive Officer · 2.5%
6028481
RUDEBECK, ANNABEL, JANE
Executive Officer · 2.5%
8220904
FERSHTEYN, DAVID
IAR
6667904