SourcingSourcing

EXCOMP ASSET MANAGEMENT LTD

A81
CRD 110434·SEC 801-43057·MELVILLE, NY
AUM
$140.2M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$421K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EXCOMP ASSET MANAGEMENT LTD
CRD
110434
SEC file #
801-43057
EIN
—
DBA names
—

Economics

AUM
$140.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$128.1M → $140.2M▲ +9%
Client mix
Individuals Other101
Individuals High Net Worth36
Pension Profit Sharing Plans9

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
MELVILLE NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/14/2026
ADV-W filed at
—
Website
excompam.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ATKINSON, TIMOTHY, DENNIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ATKINSON, TIMOTHY, DENNIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EXCOMPAM.COM
Rdap Domain Creation Date
1998-02-06T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-05T05:00:00Z
Rdap Domain Last Changed
2023-12-07T09:26:33Z
Rdap Nameservers
Ns39.worldnic.comNs40.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1694708
Trust Company Affiliate
No

People (2)

2
ATKINSON, TIMOTHY, DENNIS
IAR · Direct Owner · 87.5%
1694708
BRETT JOHN TESTERMAN
IAR
6155535