SourcingSourcing

WESTERN ASSET MANAGEMENT COMPANY, LLC

C45
CRD 110441·SEC 801-8162·PASADENA, CA
AUM
$184.99B
$1B+
Est. Revenue
$1.85B
@ 1% on AUM
Est. EBITDA
$555.0M
@ 30% margin
Est. Deal Value
$4.44B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WESTERN ASSET MANAGEMENT COMPANY, LLC
CRD
110441
SEC file #
801-8162
EIN
000000000
DBA names
Western Asset Management Company

Economics

AUM
$184.99B
AUM band
$1B+
AUM trajectory
'20'26
$358.58B → $184.99B▼ -48%
Client mix
Individuals Other30,187
Corporations583
Pension Profit Sharing Plans451
Charitable Organizations292
Individuals High Net Worth231

Operations

Employees (total)
137
Advisory staff (per ADV)
82
Advisory staff (5-yr trend)
'20'26
125 advisors → 82 advisors▼ -34%
Primary office
PASADENA CA
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
twitter.com/westernasset(social)

Compliance

Disclosures (firm)
8
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEGG MASON, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
LEGG MASON, INC.
BUCHANAN, MICHAEL, CARLTON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:westernasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
151
Form 5500 Total Participants
1,330
Form 5500 Total Compensation
46,408,787
Form 5500 Compensation Trajectory 3y
202544,467,479
20261,941,308
20240
Form 5500 Plan Count Trajectory 3y
202597
202428
202626
Schedule C Total Compensation
46,408,787
Schedule C Service Provider Rows
151

SEC EDGAR

Edgar Cik
0001538494
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2012-01-18
Edgar Last Filing Date
2025-04-23
Edgar Form D Count
16
Edgar Form D Offerings
2025-04-232025-04-23 · 0002064988-25-000018
2024-04-232024-04-23 · 0001538494-24-000001
Edgar Former Names
WESTERN ASSET SHORT-TERM HIGH YIELD PORTFOLIO, LTD.

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon63
State Street12
Lpl Financial4
Raymond James4
Wells Fargo4
Edgar Addresses
Mailing
385 EAST COLORADO BOULEVARDPASADENA, CA 91101
Business
385 EAST COLORADO BOULEVARDPASADENA, CA 91101
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-04-23 · 0002064988-25-000018
D/A2024-04-23 · 0001538494-24-000001
Fee Schedule
Bracket Vi33
Bracket Xi22
Bracket Xii17
Bracket Iii11
Bracket Vii6
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (9)

9
BUCHANAN, MICHAEL, CARLTON
Executive Officer · 2.5%
3084703
FISCHER, CONNIE, SUE
Executive Officer · 2.5%
2102624
GAHAN, THOMAS, JAMES
Executive Officer · 2.5%
1315264
HIRSCHMANN, JAMES, WILLIAM
Executive Officer · 2.5%
1491842
Hoffmann, Courtney, Ann
Executive Officer · 2.5%
7605606
JOHNSON, JENNIFER, MORROW
Executive Officer · 2.5%
1712844
NICHOLLS, MATTHEW
Executive Officer · 2.5%
4707836
MASOM, JEFFREY, SCOTT
Executive Officer · 2.5%
2870966
STOUT, KIM, EILEEN
Executive Officer · 2.5%
1334964